US Corporate Distress Financial Stress SEC Filings — April 30, 2026

30-04-2026

FTAI Aviation Ltd. amended and extended its revolving credit facility, increasing total commitments from $400 million to $2.025 billion and extending the maturity to April 2031. The facility was oversubscribed—a record size for the company—and includes improved pricing terms to reduce borrowing costs and support growth opportunities. Banks led by JPMorgan Chase Bank as Administrative Agent participated, reflecting strong lender confidence.

• ·Facility led by JPMorgan Chase Bank as Administrative Agent and BNP Paribas, Citibank, MUFG Bank, PNC Bank, Royal Bank of Canada as Syndication Agents.
• ·Other participants include Barclays, Citizens Bank, Deutsche Bank, Goldman Sachs, Truist Bank as Co-Documentation Agents, plus Capital One, Standard Chartered, and U.S. Bank.
• ·Announcement made on April 29, 2026; SEC filing dated April 30, 2026.

30-04-2026

ACRES Commercial Realty Corp. (ACR) announced a definitive all-stock merger agreement to acquire ACRES Capital Corp. (ACC) and its subsidiary ACRES Capital, LLC, internalizing management and expanding assets under management from $2.2B to an anticipated $4.7B, with ~7.5M ACR shares issued (net increase of 6.3M shares after consolidation). The transaction, approved by a Special Committee of independent directors, is expected to align interests (management to own >45% equity), add third-party fee income, and be accretive to earnings available for distribution while supporting dividend stability. However, it remains subject to stockholder approval, customary closing conditions, and carries risks such as failure to close, transition challenges, litigation, or impacts on dividends and retention.

• ·Merger consideration priced at ACR’s fully diluted book value per share as of December 31, 2025
• ·Expected closing in third quarter of 2026
• ·ACR Special Committee advised by BTIG, LLC (financial), Hunton Andrews Kurth LLP (legal), and Meridian Compensation Partners, LLC (compensation)

30-04-2026

Martin Marietta reported first-quarter 2026 revenues up 17% YoY to $1,362 million, with aggregates shipments rising 12% to a record 43.9 million tons and Adjusted EBITDA increasing 14% to $364 million, driven by organic growth and the QUIKRETE asset exchange. However, gross profit declined 2% to $310 million, aggregates gross profit per ton fell 14% to $6.56 due to purchase accounting charges and cost inflation, and net earnings dropped 24% to $79 million. The company completed the QUIKRETE exchange yielding $450 million cash, entered a definitive agreement to acquire New Frontier Materials, and reaffirmed full-year 2026 Adjusted EBITDA guidance at $2.43 billion midpoint.

• ·Cash provided by operating activities reached a first-quarter record of $227 million.
• ·Capital expenditures were $186 million in Q1 2026.
• ·Returned $251 million to shareholders via dividends and repurchases in Q1 2026.
• ·Unrestricted cash $273 million and $1.2 billion unused credit capacity as of March 31, 2026.
• ·QUIKRETE exchange included acquiring operations producing ~20 million tons annually.
• ·NFM acquisition targets >8 million tons annually in St. Louis area, expected close H2 2026.
• ·Earnings from discontinued operations included $1.4 billion after-tax gain on QUIKRETE exchange.

30-04-2026

MARA Holdings, Inc. entered a definitive agreement to acquire Long Ridge Energy & Power LLC from FTAI Infrastructure for $1.5 billion, including assumption of at least $785 million debt, adding a 505 MW combined-cycle gas power plant and over 1,600 acres supporting >1 GW total potential capacity. The deal increases MARA's owned and operated capacity by 65% to 2.2 GW and adds ~$144 million annualized Adjusted EBITDA at < $15/MWh all-in operating costs. No declines or flat metrics reported; transaction expected to close H2 2026 subject to approvals.

• ·Power plant currently authorized to sell 485 MW, expected to increase to 505 MW nameplate in H2 2026
• ·Over 1,600 contiguous acres, including 125 acres of industrially permitted land
• ·100 MMcfd vertically integrated fuel supply
• ·Initial AI/Critical IT construction to begin 1H 2027, targeted ready mid-2028
• ·Conference call April 30, 2026 at 8:00 a.m. ET
• ·Closing subject to Hart-Scott-Rodino Act, FERC approval, and customary conditions

30-04-2026

FTAI Infrastructure Inc. (FIP) entered into a definitive agreement to sell Long Ridge Energy & Power LLC and related assets to a subsidiary of MARA Holdings, Inc. for approximately $1.52 billion, expected to close in Q3 2026 subject to regulatory approvals. The transaction will eliminate $1.16 billion of asset-level debt and enable repayment of approximately $300 million of corporate debt, supporting deleveraging and reinvestment in growth opportunities like freight rail and terminals. No operating performance declines or flat metrics were reported.

• ·Long Ridge headquartered in Pittsburgh, Pennsylvania, with working interests in natural gas production wells
• ·Financial advisors: Jefferies and Lazard; legal counsel: Skadden, Arps, Slate, Meagher & Flom LLP
• ·First quarter earnings call on May 8 to provide additional transaction details
• ·Transaction subject to customary closing conditions including regulatory approvals

30-04-2026

Brand Engagement Network, Inc. (NASDAQ: BNAI) signed a definitive agreement to acquire Cataneo GmbH for $19.5 million in a debt-free transaction funded by $8 million in secured capital commitments and $10.5 million in BEN common stock at $39.59 per share. The acquisition integrates Cataneo’s MYDAS platform, which manages €6 billion+ in annual advertising inventory across 1,000+ media brands and 200+ channels, with BEN’s patented AI technology to enable 1:1 engagement. The deal is expected to close on June 30, 2026, subject to customary conditions, with no current performance declines noted but forward-looking risks including financing and regulatory approvals.

• ·Cataneo headquartered in Munich, Germany, with over 20 years of experience across four continents.
• ·Transaction eliminates reliance on discounted or dilutive capital.
• ·Leadership continuity with Christian Unterseer joining BEN’s Board upon closing.
• ·Expected closing date: June 30, 2026, subject to customary conditions and risks including financing, regulatory approvals, and potential termination.

30-04-2026

Innventure, Inc. appointed John Hewitt as an independent Class I director effective immediately to fill the vacancy from Daniel Hennessy's resignation on April 29, 2026, and nominated Catriona Fallon as an independent Class II director for election at the June 17, 2026 Annual Meeting of Stockholders. These changes, following shareholder engagement including with Ascent Capital Partners, aim to enhance board expertise in operations, data center infrastructure, and financial governance as the company scales its industrial growth model. CEO Bill Haskell emphasized the strategic fit for oversight in a multi-entity operating structure.

• ·Daniel Hennessy resignation: April 29, 2026
• ·John Hewitt term: expires at 2028 Annual Meeting
• ·Catriona Fallon proposed term: expires at 2029 Annual Meeting
• ·Definitive Proxy Statement filed: April 30, 2026
• ·Annual Meeting date: June 17, 2026

30-04-2026

Clearfield, Inc. entered into Amendment No. 3 to its Loan Agreement with Old National Bank on April 25, 2026, extending the maturity of the line of credit from April 25, 2026, to July 24, 2026. The amendment incorporates updated interest and payment provisions previously in the promissory note, adds events constituting default, and includes a jury trial waiver. All other material terms of the original Loan Agreement dated April 27, 2022, remain unchanged.

• ·Amendment filed as Exhibit 10.1
• ·Original Loan Agreement dated April 27, 2022

30-04-2026

Camden Property Trust entered into new 'at the market' sales agreements on April 28, 2026, with managers including Deutsche Bank Securities Inc., BMO Capital Markets Corp., Regions Securities LLC, Scotia Capital (USA) Inc., and Truist Securities, Inc., for the offer and sale of up to $500,000,000 in common shares, renewing the program expiring May 12, 2026. The agreements allow sales of primary shares and forward hedge shares, with no obligation to sell any shares. Net proceeds, if any, will be used for general corporate purposes including reducing borrowings under its $1.2 billion unsecured revolving credit facility.

• ·Existing ATM agreements terminated on April 28, 2026.
• ·Sales of shares to be made via ordinary brokers’ transactions at market or negotiated prices.
• ·Forward sale agreements may be physically, cash, or net share settled.
• ·Registration statement on Form S-3 and prospectus supplement filed April 28, 2026.
• ·Agreements filed as Exhibits 1.1 through 1.5.

30-04-2026

Diameter Capital PC CLO 2 LLC entered into a Purchase Agreement dated April 24, 2026, with Citigroup Global Markets Inc. to issue and sell Notes (Securities) and incur Class A-1 Loans (collectively, Debt) on a private placement basis under Section 4(a)(2) of the Securities Act, with closing on the same date. The Issuer, managed by Diameter Credit Company, intends to invest proceeds in a portfolio of U.S. dollar-denominated senior secured loans. No specific principal amounts or pricing details are provided in the agreement excerpt, and there are no period-over-period financial comparisons or negative performance indicators.

• ·Preliminary Offering Circular dated March 20, 2026; Second Preliminary Offering Circular dated March 26, 2026; Final Offering Circular dated April 22, 2026.
• ·Engagement Letter dated March 26, 2026, between Citigroup and the Collateral Manager.
• ·Transaction Documents include Indenture, Credit Agreement, Collateral Management Agreement, and others.
• ·Issuer organized as Delaware LLC; Debt rated by S&P.

30-04-2026

Greenpro Capital Corp. entered into a subscription agreement with its CEO, President, and Director, Mr. Lee Chong Kuang, for the private placement of 107,310 shares of common stock at $2.3297 per share, generating aggregate gross proceeds of $250,000. The offering closed on April 28, 2026, increasing total outstanding shares to 18,033,123, with Mr. Lee now holding 1,846,344 shares (10.24%) directly and 2,012,259 shares (11.16%) aggregate with his spouse Ms. Yap Pei Ling. Proceeds are intended for operating capital, with the issuance relying on exemptions under Section 4(a)(2), Regulation D, and/or Regulation S of the Securities Act.

• ·Issuance exempted under Section 4(a)(2) of the Securities Act, Regulation D, and/or Regulation S; Purchaser represented as accredited investor and/or non-U.S. person.
• ·No underwriters involved in the offering.

30-04-2026

Rivian Automotive, Inc. (Sponsor/Guarantor) and its subsidiary Rivian New Horizon, LLC (Borrower) entered into an Amended and Restated Loan Arrangement and Reimbursement and Sponsor Support Agreement with the U.S. Department of Energy on April 30, 2026, amending the initial agreement dated January 16, 2025. The agreement facilitates a multi-draw term loan facility under the ATVM Program through the Federal Financing Bank, with DOE issuing Principal Instruments for note purchases, subject to extensive conditions precedent, covenants, representations, and sponsor support including equity commitments and guarantees. No specific loan amounts or financial metrics are disclosed in the filing.

• ·Application submitted October 23, 2022; deemed substantially complete March 3, 2023.
• ·Conditional Commitment Letter dated November 25, 2024.

30-04-2026

ProPetro reported Q1 2026 total revenue of $271 million, down 7% QoQ from $290 million, with net loss of $4 million ($0.03 per diluted share) versus $1 million net income prior quarter, and Adjusted EBITDA declining 29% to $36 million (13% of revenue) from $51 million. Despite weather-related disruptions impacting completions utilization, the company secured a strategic framework agreement with Caterpillar Inc. for up to 2.1 gigawatts additional PROPWR power capacity over five years, positioning for 2.6 gigawatts total by year-end 2031, amid advanced negotiations for 100 megawatts oil/gas microgrids and several hundred megawatts data center opportunities. FY2026 capex guidance raised to $540-610 million, reflecting PROPWR growth, while Q2 expects 12 active frac fleets signaling completions recovery.

• ·Capital expenditures incurred split: $14M completions maintenance, $71M PROPWR orders in Q1 2026.
• ·FY2026 capex guidance: $140-160M completions (incl. $40-50M FORCE lease buyouts), $400-450M PROPWR.
• ·PROPWR: ~550 MW previously ordered, ~240 MW currently committed, advanced negotiations for ~100 MW oil/gas microgrids, several hundred MW data center opportunities.
• ·PROPWR positioned for ~2.1 GW additional capacity over 5 years via Caterpillar agreement, total ~2.6 GW by YE 2031.

30-04-2026

Evofem Biosciences, Inc. entered into an exclusive Distribution Agreement with Clovis Davis Pharmaceuticals, LLC, for the commercialization of SOLOSEC® (secnidazole 2g oral granules) in sub-Saharan Africa, an FDA-approved single-dose treatment for bacterial vaginosis (BV) and trichomoniasis. The agreement highlights significant market potential, with BV affecting an estimated 25% of women in the region and 10.9 million eligible women in Ethiopia alone from a population of 43.8 million aged 12+. Clovis Davis will handle distribution, promotion, and sales, while developing women's health initiatives including the OSOM® BVBlue® test in Ethiopia and Uganda.

• ·Announcement date: April 27, 2026
• ·Filing date: April 30, 2026
• ·Approximately one third of global new trichomoniasis infections occur in the WHO African Region
• ·Local regulatory approvals based on Evofem’s U.S. FDA dossier

30-04-2026

Lexicon Pharmaceuticals, Inc. adopted and filed its Seventh Amended and Restated Certificate of Incorporation, approved by the Board of Directors and a majority of stockholders, amending the prior certificate filed on May 10, 2024. The amendment authorizes 905,000,000 shares of capital stock, consisting of 900,000,000 shares of common stock (par value $0.001 per share) and 5,000,000 shares of preferred stock (par value $0.01 per share), with standard provisions for issuance, voting, dividends, and liquidation preferences. The changes became effective upon filing with the Delaware Secretary of State.

• ·Registered office: 251 Little Falls Drive, Wilmington, County of New Castle, DE 19808.
• ·Originally incorporated as Lexicon Genetics Incorporated on July 7, 1995.
• ·Board of Directors fixed between 3 and 13 members, classified into three classes.
• ·No preemptive rights for stockholders.
• ·References Stockholders’ Agreement dated June 17, 2007 with Invus, L.P.

30-04-2026

Tiptree Inc. reported Q1 2026 diluted EPS of $0.34, up from $0.13 YoY, driven by net income from discontinued operations of $21.4 million versus $15.3 million, while continuing operations showed a net loss of $7.1 million (improved from $9.7 million) with zero revenues compared to $0.4 million. The company repurchased shares for $5.0 million at an average $16.13 per share and declared a $0.06 per share dividend; updates on pending sales include Fortegra for $1.65 billion ($1.12 billion proceeds) and Reliance First Capital for $50 million, projecting pro-forma book value of $912 million ($23.80 per diluted share). Book value per share rose to $13.42 from $12.63 YoY.

• ·Total stockholders’ equity $750.5 million as of March 31, 2026, slightly down from $752.4 million at Dec 31, 2025.
• ·Assets held for sale increased to $6.91 billion from $6.77 billion QoQ.
• ·Anticipated closing for both Fortegra and Reliance transactions remains mid-2026, pending regulatory approvals.

30-04-2026

Level 3 Parent, LLC, Level 3 Financing, Inc., and Lumen Technologies, Inc. entered into a First Supplemental Indenture dated April 30, 2026, supplementing the original Indenture dated June 30, 2025, for 6.875% First Lien Notes due 2033. Lumen Technologies, Inc. (Parent Guarantor) provides an unconditional senior unsecured guarantee for the Issuer's obligations under the notes, jointly and severally with existing guarantors. The guarantee is automatically releasable under specified conditions, including cessation of subsidiary status or Issuer notice, with no financial amounts or performance metrics disclosed.

• ·Original Indenture dated June 30, 2025.
• ·Guarantee excludes Articles 7 and 9 of the Indenture (except specific section).
• ·Governing law: State of New York.

30-04-2026

FS Credit Real Estate Income Trust, Inc., as Guarantor, and its subsidiary FS CREIT FINANCE BMO-1 LLC, as Seller, entered into Amendment No. 5 to the Master Repurchase Agreement with Bank of Montreal, acting through its Chicago Branch as Buyer, effective April 29, 2026. The amendment modifies certain terms of the original agreement dated March 3, 2023, incorporates the Pricing Side Letter, and includes a ratification and reaffirmation of the existing Guaranty. No quantitative financial changes, performance metrics, or material impacts such as increases or decreases in facility sizes are disclosed.

• ·Original Master Repurchase Agreement dated March 3, 2023.
• ·Amendment deletes stricken text and adds double-underlined text as per Exhibit A.
• ·Guarantor ratifies the Limited Guaranty dated March 3, 2023.

30-04-2026

BayFirst Financial Corp. raised $80 million through a PIPE offering of convertible preferred stock, convertible to approximately 22.9 million common shares at $3.50 per share, and appointed Alfred Rogers as Bank CEO/President replacing retiring Tom Zernick, while naming Kenneth R. Lehman to the boards. However, Q1 2026 results showed a widened net loss of $5.7 million ($1.48 per share) versus $2.5 million in Q4 2025 and $0.3 million in Q1 2025, with loans down 3.5% QoQ to $930.4 million and 14.2% YoY, deposits down 8.3% QoQ to $1.09 billion, and NIM contracting 16 bps QoQ to 3.42%. The capital raise is expected to strengthen proforma capital ratios, including Tier 1 leverage to 10.02%, amid plans to resume preferred dividends and develop an Asset Resolution Plan.

• ·Noninterest income $0.9M in Q1 2026 vs negative $0.1M in Q4 2025 (increase) but down from $8.8M in Q1 2025 due to lower gains on govt guaranteed loan sales.
• ·Noninterest expense $14.9M in Q1 2026, up from $11.9M in Q4 2025 but down from $15.8M in Q1 2025.
• ·Allowance for credit losses to loans 2.35% at March 31, 2026 (down from 2.42% Dec 31, 2025 but up from 1.61% March 31, 2025).
• ·Bank not well-capitalized at March 31, 2026 but proforma CET1 13.13% and total capital 14.40% post-capital contribution.
• ·Special shareholder meeting July 14, 2026 to approve share increase for PIPE conversion; record date May 12, 2026.

30-04-2026

Phibro Animal Health Corporation entered into Amendment No. 1 to its July 3, 2024 Credit Agreement on April 28, 2026, increasing the aggregate Revolving Credit Commitments by $125,000,000 through Incremental Revolving Commitments provided by Incremental Revolving Lenders. Rabobank, as Administrative Agent and Collateral Agent, facilitated the amendment, which includes an upfront fee of 0.15% for participating lenders and becomes effective upon satisfaction of customary conditions, including pro forma compliance with financial covenants. No declines or flat metrics reported; the increase enhances liquidity without identified drawbacks.

• ·Amendment executed pursuant to Section 2.14 of the Credit Agreement.
• ·Conditions to effectiveness include executed counterparts, payment of fees, organizational documents, representations and warranties, no Default, legal opinions, KYC documentation, and Responsible Officer certificate.
• ·Post-closing: Delivery of opinions or confirmations on Mortgaged Properties within 90 days.

30-04-2026

NexPoint Real Estate Finance, Inc. entered into a senior secured term loan agreement with Mizuho Capital Markets LLC on April 29, 2026, to fund the repayment of its 5.75% Senior Notes due May 1, 2026. The facility features an Applicable Margin of 4.00% per annum and an Availability Period extending up to two years from the Closing Date or termination of the related TRS Confirmation. No specific principal amount or other quantitative financial metrics are disclosed in the filing.

• ·Agreement effective April 29, 2026; SEC filing date April 30, 2026
• ·Senior Notes issued pursuant to Indenture dated April 13, 2021, supplemented April 20, 2021
• ·2025 OP Notes issued pursuant to Note Purchase Agreement dated October 10, 2025
• ·Interest based on SOFR or Base Rate (highest of Overnight Bank Funding Rate +0.50%, Prime Rate, Daily Simple SOFR +1.00%)

30-04-2026

Greenland Energy Company (Nasdaq: GLND) announced the pricing of a $70 million public offering of 17,500,000 shares (or pre-funded warrants) at $4.00 per share, each accompanied by a warrant exercisable at $5.00 per share and expiring in five years. Gross proceeds are expected to be $70 million before deducting placement agent fees and offering expenses, with closing anticipated on April 29, 2026, subject to customary conditions. Net proceeds will fund general corporate purposes, including working capital and operating expenses.

• ·Warrants approved for listing on Nasdaq Global Market under symbol 'GLNDW', expected to commence trading April 28, 2026.
• ·ThinkEquity acting as sole placement agent.
• ·Registration statement on Form S-1 (File No. 333-294995) effective April 27, 2026.

30-04-2026

Elite Express Holding Inc. failed to regain compliance with Nasdaq Listing Rule 5550(a)(2)'s $1.00 minimum bid price requirement by the initial 180-day deadline of April 29, 2026, following a deficiency notice on October 31, 2025. However, Nasdaq granted an additional 180-day Second Compliance Period until October 26, 2026, as the Company meets other listing criteria including market value of publicly held shares and plans to cure via potential reverse stock split. The notification has no immediate impact on listing or trading of its Class A Common Stock (ETS).

• ·Stock symbol: ETS; traded on The Nasdaq Capital Market
• ·Compliance requires $1.00 closing bid price for at least 10 consecutive business days
• ·Company is an emerging growth company
• ·Principal executive offices: 23046 Avenida De La Carlota, Suite 600, Laguna Hills, CA 92653

30-04-2026

HCA Inc., a wholly owned subsidiary of HCA Healthcare, Inc., completed the public offering of $3,000,000,000 in senior notes on April 30, 2026, comprising $1,000,000,000 of 4.700% Senior Notes due 2031, $750,000,000 of 5.000% Senior Notes due 2033, and $1,250,000,000 of 5.300% Senior Notes due 2036, fully guaranteed by the parent company. The notes were issued under supplemental indentures dated April 30, 2026, following an underwriting agreement entered on April 27, 2026, with Citigroup Global Markets Inc., Barclays Capital Inc., BofA Securities, Inc., and J.P. Morgan Securities LLC as representatives.

• ·Notes rank senior unsecured, equal to other senior debt, effectively subordinated to secured debt.
• ·Interest payable semi-annually on May 15 and November 15, commencing November 15, 2026.
• ·Maturities: May 15, 2031 (2031 Notes), May 15, 2033 (2033 Notes), May 15, 2036 (2036 Notes).

30-04-2026

Ryan Specialty Holdings, Inc. and the Ryan Stock Option Trust, with trustees Patrick G. Ryan (Executive Chairman) and Shirley W. Ryan, agreed to enter an Option Settlement Agreement on May 5, 2026, under which the Trust will sell up to approximately $52.3 million of Class A common stock to the Company at the May 4, 2026 closing price upon exercises of new Executive Chairman Stock Options granted to employees. This structure maintains net neutrality in the Company's outstanding share count, with repurchases occurring monthly and retired thereafter. The options vest in equal annual installments over three years starting July 1, 2029, and expire May 5, 2036, with the agreement extending to June 9, 2036.

• ·Option Settlement Agreement to be entered on May 5, 2026, with Purchase Price equal to NYSE closing price on May 4, 2026.
• ·Agreement terminates upon full exercise/expiration of options, mutual consent, or change in control.
• ·Trust subject to transfer restrictions and obligation to maintain required shares through termination.

30-04-2026

Bob's Discount Furniture, Inc. (through BDF Acquisition Corp.) entered into Joinder Agreement and Amendment No. 10 to its Revolving Credit Agreement dated April 29, 2026, increasing Revolving Credit Commitments by $75 million from new Incremental Revolving Loan Lenders. Post-amendment, total Revolving Credit Commitments reach $200 million. The amendment includes updates to schedules, exhibits, and consents to pro rata adjustments in existing loans and letter of credit participations, with no Events of Default noted.

• ·Original Revolving Credit Agreement dated February 12, 2014, with prior amendments on June 17, 2016; June 18, 2018; September 18, 2019; May 12, 2021; July 5, 2022; August 24, 2022; June 2, 2024; July 1, 2024; and October 31, 2025.
• ·Effectiveness conditions include receipt of executed agreements, corporate resolutions, true representations/warranties, no Event of Default, legal opinion from Ropes & Gray LLP, and KYC documentation.
• ·Existing Lenders waive notice requirement under Section 2.14(a) and consent to the incremental commitments without using Maximum Incremental Facilities Amount.

30-04-2026

On April 24, 2026, Stardust Power Inc. received a Nasdaq notice for failing to satisfy the minimum $35 million market value of listed securities (MVLS) requirement for 30 consecutive business days under Rule 5550(b)(2), and also not meeting stockholders’ equity or net income standards under Rules 5550(b)(1) and 5550(b)(3). The company has 180 calendar days until October 21, 2026, to regain compliance via alternatives like $2.5 million equity, $35 million MVLS for 10 days, or $500,000 net income. Positively, the Lithium Refinery Project received support from the Office of the Governor of Oklahoma and the Oklahoma Department of Commerce, highlighting job creation and economic benefits.

• ·Notification has no immediate impact on the listing of the Company’s securities on Nasdaq Capital Market.
• ·Company may appeal any future delisting determination to a Nasdaq hearing panel, which could grant an additional six-month period during which listing is unaffected.
• ·To regain MVLS compliance specifically, market value must close at $35M or more for 10 consecutive business days within the 180-day period.

30-04-2026

loanDepot.com, LLC, as Servicer, entered into an Indenture dated April 27, 2026, with Mello Warehouse Securitization Trust 2026-1 as Issuer, providing for the issuance of Notes secured by Collateral including Purchased Assets (mortgage loans) under a Master Repurchase Agreement. U.S. Bank National Association acts as Standby Servicer and Securities Intermediary, and U.S. Bank Trust Company, National Association serves as Indenture Trustee and Note Calculation Agent. The agreement was disclosed in an 8-K filing on April 30, 2026, under Items 1.01, 1.02, 2.03, and 9.01 as a material agreement entry.

• ·Administrator Fee: $[***] annually payable starting April 2027
• ·Confidential information and schedules omitted per Item 601(a)(5) of Regulation S-K

30-04-2026

Hertz Vehicle Financing III LLC, a Hertz affiliate, entered into Amendment No. 1 dated April 24, 2026, to the Series 2022-5 Supplement, enabling the issuance of $17,019,000 10.67% Series 2022-5 Class E Rental Car Asset Backed Notes alongside existing Class A ($246,000,000 3.89%), Class B ($38,267,000 4.28%), Class C ($32,800,000 4.82%), and Class D ($47,377,000 6.78%) Notes. The amendment confirms no Amortization Events, Liquidation Events, or deficiencies are occurring or triggered, satisfies the Series 2022-5 Rating Agency Condition, and ensures no reduction in support for senior Class A/B/C/D Notes. All required Officer’s Certificates and Opinions of Counsel have been delivered.

• ·Amendment effective upon delivery of executed signature pages.
• ·Governed by New York law.
• ·Base Indenture dated June 29, 2021; original Series 2022-5 Supplement dated October 20, 2023.

30-04-2026

Intellia Therapeutics entered into an underwriting agreement on April 28, 2026, for a public offering of 16,744,187 shares of common stock at $10.75 per share, with underwriters exercising the full 30-day option for an additional 2,511,628 shares, yielding net proceeds of approximately $194.6 million after discounts and expenses. As of March 31, 2026, the company's preliminary unaudited cash, cash equivalents, and marketable securities stood at $517.2 million, bolstered by $33.6 million in net proceeds from an at-the-market equity offering program during the quarter. The net proceeds will fund clinical development, pipeline advancement, potential acquisitions, and general corporate purposes, extending the cash runway into at least 2028.

• ·Offering closed on April 30, 2026; underwriter option exercised in full on April 29, 2026
• ·Potential approval of lonvoguran ziclumeran for hereditary angioedema anticipated in first half of 2027
• ·Underwriting agreement includes customary representations, warranties, covenants, and indemnification
• ·Preliminary financial data not audited or reviewed by Deloitte & Touche LLP

30-04-2026

STRATTEC SECURITY CORPORATION's majority-owned joint venture subsidiary, ADAC-STRATTEC, LLC, entered into an Amended and Restated Credit Agreement with BMO Bank N.A., effective April 30, 2026, replacing the prior credit agreement dated June 28, 2012. The Company's guaranty, liens, and related obligations under the prior agreement were terminated and released. The Company is not a borrower, guarantor, or other credit support party under the new agreement.

• ·Prior JV Credit Agreement originally dated June 28, 2012, with BMO Bank N.A. (formerly BMO Harris Bank N.A.), as amended.

30-04-2026

Inseego has signed an agreement to acquire Nokia’s Fixed Wireless Access (FWA) CPE business, expected to approximately double its revenue and position it as a global wireless broadband leader with expanded portfolio in fixed wireless, mobile broadband, and cloud-managed connectivity. Nokia will receive a 7% equity stake in Inseego valued at $20 million for the acquisition and make an additional $10 million investment, bringing its total ownership to approximately 11%, while planning joint go-to-market and innovation initiatives in 6G and wireless edge. The transaction is subject to customary closing conditions and expected to close in Q4 2026, with forward-looking statements noting risks such as regulatory approvals and potential disruptions.

• ·Transaction not financially material to Nokia
• ·Perella Weinberg Partners served as financial advisor to Nokia
• ·Nokia to conduct consultations with works council or other employee representative bodies where applicable

30-04-2026

On April 24, 2026, Xcel Brands, Inc., through its subsidiaries Xcel IP Holdings, LLC and JR Licensing, LLC, entered into an asset purchase agreement to sell substantially all assets of JR Licensing, including the Judith Ripka brand name and trademarks, to Judith Ripka Designs, LLC. The transaction provides for a $2.3 million cash payment at closing and up to an additional $0.75 million of contingent consideration. No financial performance metrics or declines were disclosed in the filing.

• ·Filing date: April 30, 2026
• ·Agreement date (earliest event): April 24, 2026

30-04-2026

Professional Diversity Network, Inc. (IPDN) entered into a Second Stock Purchase Agreement on April 29, 2026, with AI Geometric Ltd to acquire 3.2% of the Seller's outstanding and issued shares for US$1,360,000, payable through the issuance of 2,000,000 shares of IPDN common stock. The Board approved the transaction, subject to Nasdaq Listing Rule 5635 and Rule 144, with shares issued under Regulation S exemption in an offshore transaction to non-U.S. persons. Closing is expected on or about May 15, 2026.

• ·Transaction relies on exemptions from Regulation S under the Securities Act for offshore issuance to non-U.S. persons.
• ·Subject to limitations of Nasdaq Listing Rule 5635 and Rule 144 under the Securities Act.
• ·SPA contains customary representations, warranties, and covenants.

30-04-2026

On April 24, 2026, Ligand Pharmaceuticals Incorporated issued a termination notice to Viking Therapeutics, Inc. for the TR-Beta Program (including VK2809 and VK0214) under their 2014 Master License Agreement, effective May 4, 2026, alleging Viking's material breach of commercially reasonable efforts to develop and commercialize the program. Upon termination, Viking's licenses end, and it must grant Ligand a non-exclusive, worldwide, royalty-bearing license at low single-digit royalties. Viking disputes the termination, creating uncertainty, while Ligand intends to vigorously enforce its rights.

• ·Termination notice provides 10 days' prior written notice.
• ·Master License Agreement dated May 21, 2014, amended September 6, 2014 (First), April 8, 2015 (Second), and March 21, 2016 (Waiver, Consent and Third).
• ·License Agreement filed in Ligand's Form 10-K for year ended December 31, 2025.

30-04-2026

Sonoma Pharmaceuticals, Inc. (NASDAQ: SNOA) announced the pricing of a $4.0 million public offering on a firm commitment basis, consisting of 2,962,963 shares of common stock and 2,962,963 warrants, each at $1.35 per share, with gross proceeds expected before deducting fees. The offering includes a 45-day option for Dawson James Securities to purchase up to 15% additional shares or warrants for over-allotments and is expected to close on April 27, 2026, subject to customary conditions, with net proceeds for general corporate purposes including working capital. No declines or flat metrics were reported in the announcement.

• ·Share purchase price: $1.35 per share
• ·Warrant exercise price: $1.35 per share
• ·Registration statement on Form S-1 declared effective by SEC on April 23, 2026
• ·Press release dated April 24, 2026; SEC 8-K filing dated April 30, 2026

30-04-2026

Trinseo PLC received confirmations from counterparties extending the expiration dates of existing waivers on its super-priority revolving credit facility (dated January 17, 2025), senior credit facility (dated September 6, 2017), refinance credit facility (dated September 8, 2023), and accounts receivable securitization facility (dated July 18, 2024) until May 13 or 14, 2026, as previously disclosed in its March 19, 2026 8-K. This provides additional time before potential covenant issues resurface, though it underscores ongoing debt-related challenges. The company's ordinary shares were delisted from NYSE effective March 30, 2026, and now trade over-the-counter as TSEOF.

• ·Waivers originally disclosed in 8-K filed March 19, 2026
• ·Revolver waiver (super-priority revolving credit facility) extended to May 13, 2026
• ·Senior Credit Facility waiver (Credit Agreement dated September 6, 2017) extended to May 13, 2026
• ·Refinance Credit Facility waiver (Credit Agreement dated September 8, 2023) extended to May 13, 2026
• ·Securitization waiver (Credit and Security Agreement dated July 18, 2024) extended to May 14, 2026
• ·NYSE delisting via Form 25 filed March 23, 2026, effective March 30, 2026; now TSEOF OTC

30-04-2026

Braemar Hotels & Resorts Inc. entered into a definitive agreement to sell the 193-room Park Hyatt Beaver Creek Resort & Spa for $176 million ($912,000 per key), representing a 5.1% capitalization rate on trailing 12-month net operating income of $9.0 million ended December 2025, and received a $6.5 million non-refundable earnest money deposit. The company plans to use net proceeds to redeem outstanding convertible notes in June, with closing expected in May 2026 subject to customary conditions. Notably, the property reported a trailing 12-month net loss of $1.5 million despite Hotel EBITDA of $10.8 million.

• ·All financial data for the 12 months ended December 31, 2025, is unaudited and subject to change.
• ·Transaction closing expected in May 2026, subject to customary conditions; no assurances of completion.

30-04-2026

American Resources Corporation received a Nasdaq notification on April 24, 2026, stating non-compliance with Listing Rule 5250(c)(1) due to failure to timely file its Form 10-K for the fiscal year ended December 31, 2025. The company has 60 calendar days to submit a compliance plan, with potential extension up to 180 calendar days if accepted, and there is no immediate effect on trading. The company is working with its auditors to complete the filing, incorporating deconsolidation of operations and a streamlined structure.

• ·Nasdaq Listing Rule 5250(c)(1)
• ·Form 10-K for fiscal year ended December 31, 2025
• ·Exhibit 99.1: Notification Letter from Nasdaq dated April 24, 2026

30-04-2026

Glucotrack, Inc. (GCTK) filed an 8-K on April 30, 2026, disclosing entry into a material definitive agreement (Item 1.01), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), and unregistered sales of equity securities (Item 3.02). The filing includes a Regulation FD disclosure in Exhibit 99.1 (Items 7.01 and 9.01). No specific financial metrics or performance data were provided in the visible content.

• ·Filing items reported: 1.01, 2.03, 3.02, 7.01, 9.01
• ·Subcategory: Material Agreement Entry

30-04-2026

Dynamic Aerospace Systems (OTCQB: BRQL) announced a Drone Demo Expo on April 30, 2026, in collaboration with the Arizona Department of Public Safety (AZ DPS), to showcase its U.S.-manufactured UAV platforms to law enforcement, fire, government, and international participants amid accelerating demand for secure domestic drones. Live demonstrations will feature the US-1 (90-minute flight, 5-pound payload), G1 MKII (1,100-mile range), and Mitigator (20 mph impact-resistant) drones. CEO Kent Wilson emphasized the event's role in accelerating evaluations and potential adoptions for mission-critical applications.

• ·Event press release dated April 16, 2026
• ·SEC 8-K filed April 30, 2026, covering Items 1.01, 3.02, 5.03, 7.01, 8.01, 9.01
• ·US-1 supports search-and-rescue, wildfire monitoring, large-area surveillance
• ·G1 MKII for wide-area patrol, border monitoring, infrastructure inspection
• ·Mitigator for indoor tactical response, emergency assessment, hazardous environments with less-than-lethal payloads

30-04-2026

Belden Inc. filed an 8-K on April 30, 2026, under Items 1.01 (entry into a material definitive agreement), 8.01 (other events), and 9.01 (financial statements and exhibits). No specific details on the agreement, events, or any financial metrics, improvements, declines, or flat performance are available in the provided filing information.

• ·CIK: 0000913142
• ·SIC: 3357 - DRAWING AND INSULATING NONFERROUS WIRE
• ·Fiscal Year End: 1231
• ·State of Incorporation: DE

30-04-2026

Agassi Sports Entertainment Corp. entered into a Subscription Agreement on April 28, 2026, with Investments AKA, LLC (indirectly controlled by Andre Agassi, the Company's largest stockholder), under which Investments AKA purchased 50,000 shares of restricted common stock at $5.00 per share for total proceeds of $250,000. This transaction is part of a best efforts private placement offering with no minimum, targeting up to 800,000 shares or $4,000,000, exempt from registration under Section 4(a)(2) and Rule 506 of Regulation D. No other performance metrics or declines were reported in the filing.

• ·Minimum subscription amount: $250,000 or 50,000 shares (Company may accept lesser amounts at discretion)
• ·Offering termination: earliest of sale of maximum amount or March 30, 2026 (extendable up to 90 days by Board)
• ·Shares issued as unregistered, restricted common stock ($0.001 par value); no sales commissions paid

30-04-2026

Syntec Optics Holdings, Inc. (Nasdaq: OPTX) announced the pricing of an underwritten public offering of 2,857,142 shares of its common stock at $7.00 per share, expecting gross proceeds of approximately $20 million prior to underwriting discounts, commissions, and expenses. H.C. Wainwright & Co. serves as the sole book-running manager, with a 30-day option to purchase up to 428,571 additional shares. The net proceeds are intended for acquiring or investing in complementary businesses, technologies, products or assets, working capital, capital expenditures, and optimizing the capital structure including potential debt repayment.

• ·Offering expected to close on or about April 30, 2026, subject to customary closing conditions.
• ·Pursuant to registration statement on Form S-1 (File No. 333-295335) declared effective April 28, 2026.
• ·Headquartered in Rochester, NY; operates state-of-the-art facility for custom optics and photonics manufacturing.

30-04-2026

OSR Holdings, Inc. (NASDAQ: OSRH) executed a definitive global exclusive license agreement with BCM Europe AG (BCME), its largest shareholder, for VXM01, potentially worth up to $815 million in milestones, with OSRH acquiring full IP for $30 million and receiving 100% royalties post-recovery. BCME pledged its entire 29.7% stake as collateral for milestone obligations, and a $15 million put option provides additional capital flexibility. The related party transaction was approved by the Board with an independent fairness opinion.

• ·Governing law: Switzerland (Canton of Basel)
• ·Put option exercisable no earlier than six months following effective date
• ·Fairness opinion provided by Avance Life Sciences

30-04-2026

Global Water Resources, Inc. filed a unanimous settlement agreement with the Arizona Corporation Commission for rate cases of GW-Santa Cruz and GW-Palo Verde, providing approximately $2.3 million in additional annual revenue for GW-Santa Cruz supported by a $63.6 million rate base, 55% equity/45% debt capital structure, and 9.6% ROE, with new rates effective November 1, 2026, and minimal bill impact of $2.68 monthly for median users. The GW-Palo Verde rate case will be withdrawn for refiling in 2027 using a 2026 test year, with a commitment to increase its annual temporary bill credit by $0.4 million. Executives highlighted progress on including the legacy Southwest Plant in base rates and future focus on wastewater assets.

• ·GW-Santa Cruz rate case hearing before Administrative Law Judge scheduled for August 2026.
• ·GW-Palo Verde to refile rate application in 2027 using 2026 test year.
• ·Service areas primarily in growth corridors around metropolitan Phoenix and Tucson.

30-04-2026

Establishment Labs Holdings Inc. (ESTA) filed an 8-K on April 30, 2026, under Items 1.01 and 2.03, disclosing entry into a material definitive agreement and the creation of a direct financial obligation or off-balance sheet arrangement. This represents a significant corporate development with potential balance sheet impacts. No specific financial details, terms, or performance metrics are available in the provided filing metadata.

• ·Filing CIK: 0001688757
• ·SIC: 3842 (Orthopedic, Prosthetic & Surgical Appliances & Supplies)
• ·Business Address: Building B15 and 25, Coyol Free Zone, Alajuela G2 20101

30-04-2026

AB International Group Corp. (ABQQ) disclosed via 8-K the entry by AI ERA Corp. into a Securities Purchase Agreement dated April 28, 2026, with Lambda Ventures, LLC, for the sale of a convertible Note exempt under Section 4(a)(2) and Rule 506(b) of the 1933 Act. The agreement imposes covenants including a 30-day restriction on new securities issuances, no amendments to prior debt/equity without buyer consent, and $3,000 daily liquidated damages for failing to file an 8-K upon sharing material non-public information. Conditions include irrevocable transfer agent instructions and standard representations, with no material adverse changes required prior to closing.

• ·30 calendar day restriction on issuance or announcement of new Common Stock or equivalents post-agreement.
• ·Irrevocable Transfer Agent Instructions required for Note conversions.
• ·Governing law: Nevada; arbitration venue: Palm Beach County, Florida.