US Pre-Market SEC Filings Roundup — October 08, 2026

07-10-2026

Chief Accounting Officer Mocciaro Ilaria had withheld for taxes 1,130 Common Stock at $154.00 (~$174K). Mocciaro Ilaria holds 22,267 shares after the transaction.

• · Chief Accounting Officer Mocciaro Ilaria had withheld for taxes 1,130 Common Stock at $154.00 (~$174K)
• · Chief Accounting Officer Mocciaro Ilaria had withheld for taxes 636 Common Stock at $258.93 (~$165K)

07-10-2026

Director Kaiser Joseph John was awarded 2,046 Class A Common Stock at $10.08 (~$20.6K). Kaiser Joseph John holds 29,449 shares after the transaction.

• · Director Kaiser Joseph John was awarded 2,046 Class A Common Stock at $10.08 (~$20.6K)

07-10-2026

Director RA CAPITAL MANAGEMENT, L.P. was awarded 10,700 Common Stock. RA CAPITAL MANAGEMENT, L.P. holds 39,515 shares after the transaction.

• · Director RA CAPITAL MANAGEMENT, L.P. was awarded 10,700 Common Stock
• · Director RA CAPITAL MANAGEMENT, L.P. was awarded 64,000 Stock Option (Right to Buy)

07-10-2026

Form 4 ownership filing; the structured EDGAR document could not be retrieved for automated parsing.

07-10-2026

Chief Investment Officer Williams Mitchell Young sold 65,538 Common Stock at $0.54 (~$35.2K). Williams Mitchell Young holds 2,820,276 shares after the transaction.

• · Chief Investment Officer Williams Mitchell Young sold 65,538 Common Stock at $0.54 (~$35.2K)

07-10-2026

Berkshire Hathaway Inc. and its subsidiaries filed a Schedule 13G/A with the SEC on October 7, 2026, disclosing a 12.5% beneficial ownership stake in Lennar Corporation's Class A Common Stock as of September 30, 2026. The filing, signed by Warren E. Buffett, indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of Lennar.

• · The filing is an amendment (Schedule 13G/A) to a previous beneficial ownership report.
• · Berkshire's ownership is held through multiple insurance subsidiaries, with National Indemnity Company owning 21,502,349 shares (10.3%) and other subsidiaries holding smaller stakes.
• · The filing certifies that the securities were not acquired for the purpose of changing or influencing control of Lennar.

07-10-2026

Chief Org Capability Officer Ong Chin Yin sold 38,000 Class A Ordinary Shares at $3.09 (~$117K). Ong Chin Yin holds 3,594,611 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Chief Org Capability Officer Ong Chin Yin sold 38,000 Class A Ordinary Shares at $3.09 (~$117K)

07-10-2026

K-Multi CAPIX Fo1, LP and its affiliates (K Multi Fo1 GP LP and Aksia LLC) filed a Schedule 13G with the SEC disclosing beneficial ownership of 9,527,838.79 Class I shares of Calamos Aksia Alternative Credit & Income Fund, representing a 7.5% stake as of October 1, 2026. The filing is a routine passive ownership disclosure under Rule 13d-1(c), indicating the shares were not acquired to influence or change control of the issuer.

• · The filing is made pursuant to Rule 13d-1(c), confirming a passive investment intent.
• · K Multi Fo1 GP LP is the general partner of K-Multi CAPIX Fo1, LP; Aksia LLC is the general partner of K Multi Fo1 GP LP.
• · K-Multi CAPIX Fo1, LP is a Cayman Islands exempted limited partnership; K Multi Fo1 GP LP is a Delaware limited partnership; Aksia LLC is a Delaware limited liability company.
• · The Reporting Persons disclaim beneficial ownership except to the extent of their pecuniary interest.

07-10-2026

CEO & Co-Founder Perez Daniel Antonio sold 4,100 Class A Common Stock at $100.20 (~$411K). Perez Daniel Antonio holds 4,100 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · CEO & Co-Founder Perez Daniel Antonio exercised/converted 4,100 Class A Common Stock
• · CEO & Co-Founder Perez Daniel Antonio sold 4,100 Class A Common Stock at $100.20 (~$411K)
• · CEO & Co-Founder Perez Daniel Antonio exercised/converted 4,100 Class B Common Stock

08-10-2026

Addex Therapeutics Ltd filed a Form 6-K with the SEC on October 8, 2026, attaching a press release of the same date. The filing incorporates the press release by reference into its existing registration statements. The report also includes a standard risk factors reminder and is signed by CEO Tim Dyer. No specific financial results, material events, or operational updates are disclosed in the filing itself.

• · The press release is dated October 8, 2026.
• · The filing incorporates the press release by reference into Form F-3 (Registration No. 333-291644) and Form S-8 (Registration No. 333-255124 and No. 333-272515).
• · The company's Annual Report on Form 20-F for the year ended December 31, 2025 was filed on May 15, 2026.

08-10-2026

ChipMOS Technologies reported September 2026 monthly revenue of NT$2,792.0 million (US$87.7 million), up 0.2% month-over-month and 33.8% year-over-year. For the third quarter of 2026, consolidated revenue reached NT$8,400.8 million (US$263.8 million), a 13.8% sequential increase and a 36.7% year-over-year gain. The results show strong annual growth but only marginal monthly improvement.

• · September 2026 revenue was NT$2,792.0 million (US$87.7 million), compared to NT$2,785.7 million (US$87.5 million) in August 2026 and NT$2,087.4 million (US$65.5 million) in September 2025.
• · Third quarter 2026 revenue was NT$8,400.8 million (US$263.8 million), compared to NT$7,383.1 million (US$231.8 million) in Q2 2026 and NT$6,143.7 million (US$192.9 million) in Q3 2025.
• · Month-over-month growth in September was only 0.2%, indicating a near-flat sequential trend despite strong annual comparisons.

08-10-2026

Bilibili Inc. filed a Form 6-K with the SEC on October 8, 2026, reporting the submission of a monthly return to The Stock Exchange of Hong Kong Limited regarding movements in its authorized share capital and issued shares during September 2026. The filing is a routine regulatory disclosure and does not contain any financial results or material operational updates.

• · Filing date: October 8, 2026
• · Reporting period: September 2026
• · Commission File Number: 001-38429
• · Exhibit 99.1 – Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules

08-10-2026

Ryde Group Ltd filed a Form 6-K with the SEC on October 8, 2026, furnishing its unaudited condensed consolidated financial statements for the six months ended June 30, 2026, along with management's discussion and analysis and a press release. The filing covers the first half of 2026 results and provides corporate updates. The report is incorporated by reference into the company's registration statements.

• · The filing includes three exhibits: unaudited financial statements (Exhibit 99.1), MD&A (Exhibit 99.2), and a press release (Exhibit 99.3).
• · The report is incorporated by reference into the company's Form F-3 (No. 333-288587) and Form S-8 (Nos. 333-278873 and 333-284900) registration statements.
• · The company is a foreign private issuer based in Singapore, with its principal executive offices at Duo Tower, 3 Fraser Street, #08-21 Singapore 189352.

08-10-2026

Noah Holdings Limited filed a Form 6-K with the SEC on October 8, 2026, reporting its monthly return for equity issuers and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules. The filing is a routine regulatory disclosure and contains no financial results or material business developments.

• · Filing date: October 8, 2026
• · Commission File Number: 001-34936
• · Registrant address: 333 North Bridge Road, #05-11 Odeon 333, Singapore 188721

08-10-2026

New ERA Energy & Digital, Inc. (NUAIW) entered into a Letter of Credit Reimbursement Agreement with Macquarie Bank Limited on October 7, 2026, securing a $116.0 million standby letter of credit for its subsidiary PowerCo's obligations under a Power Purchase Agreement with Luminant. The obligations are secured by cash collateral of at least $118.3 million (102% of the undrawn amount), funded partly by $60.0 million in new borrowings under an existing Term Loan Agreement and $58.3 million from cash on hand. The company also issued warrants to the lender for 413,055 shares at ~$7.26 per share and has shifted its strategy for the Texas Critical Data Center project from a joint venture to direct leasing with hyperscale tenants, though no leases have been secured yet.

• · The company has shifted its strategy for the TCDC Project from a joint venture with a data center developer to directly negotiating leases with hyperscale tenants.
• · The company expects to refinance the outstanding borrowings under the Term Loan Agreement in the near future.
• · The Reimbursement Agreement contains standard representations, warranties, covenants, and events of default.
• · The warrants were issued under an exemption from registration pursuant to Section 4(a)(2) of the Securities Act of 1933.

08-10-2026

Prudential Financial, Inc. (PRS) filed a Form 8-K on October 8, 2026, disclosing under Item 7.01 (Regulation FD) and Item 9.01, with the report date of October 8, 2026. The filing is a routine Regulation FD disclosure with no financial results, operational metrics, or material corporate developments included in the provided content. The filing primarily covers administrative details of the 8-K submission, including registered securities such as Common Stock (PRU) and three series of Junior Subordinated Notes (PRH, PRS, PFH).

• · Filing is an 8-K Current Report filed under Section 13 or 15(d) of the Securities Exchange Act of 1934
• · Report date: October 8, 2026
• · Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits) are covered
• · Three classes of junior subordinated notes are registered: 5.950% (PRH), 5.625% (PRS), 4.125% (PFH)

08-10-2026

Woodside Energy Group Ltd filed a Form 6-K with the SEC on October 8, 2026, covering an ASX announcement titled 'Appendix 3G'. The filing is a routine foreign issuer report related to a change in corporate governance or securities issuance, with no financial details or performance metrics disclosed.

08-10-2026

ARGENX SE filed a Form 6-K with the SEC on October 8, 2026, as a foreign private issuer, attaching two press releases dated the same day. The filing is a routine regulatory disclosure and does not contain financial results or operational metrics.

• · Filing date: October 8, 2026
• · Two press releases (Exhibits 99.1 and 99.2) were furnished with the 6-K
• · Signed by General Counsel Hemamalini (Malini) Moorthy

08-10-2026

Ayalon Insurance Comp Ltd. filed its quarterly 13F-HR report for the period ending September 30, 2026, disclosing 70 equity holdings with a total market value of approximately $1.2 million. The portfolio is heavily weighted toward ETFs, with the largest positions in Vanguard S&P 500 ETF, State Street Health Care Select Sector SPDR ETF, and State Street Technology Select Sector SPDR ETF. The filing reflects a diversified, passive investment approach with limited direct stock exposure.

• · The portfolio is dominated by ETFs, with the top 10 holdings accounting for approximately 60% of total market value.
• · The largest single stock position is NVIDIA Corp, valued at $23,192, followed by Meta Platforms ($15,519), Amazon.com ($11,714), Microsoft ($9,047), and Alphabet ($7,694).
• · The filing includes a nominal position in Mobileye Global Inc with a market value of $0 and 1 share.
• · The portfolio includes a mix of sector-specific ETFs (e.g., healthcare, technology, financials, energy) and thematic ETFs (e.g., cybersecurity, solar, uranium, semiconductors).
• · The filing is signed by Avigdor Kaplan (Chairman) and Sharon Reich (CEO).

08-10-2026

HDFC Bank Ltd filed a Form 6-K with the SEC on October 8, 2026, covering the month of October 2026, as a foreign private issuer. The filing includes a notice of postal ballot, indicating a shareholder voting matter. No financial figures or operational metrics were disclosed in this filing.

• · Filing date: October 8, 2026
• · Report covers month of October 2026
• · Commission File Number: 001-15216
• · Exhibit 99: Notice of Postal Ballot

08-10-2026

The Brink's Company (BCO) filed a Form 8-K on October 8, 2026, disclosing that it issued a press release under Item 8.01 (Other Events). The filing is a routine disclosure of the press release, attached as Exhibit 99.1, with no financial results or operational metrics included in the filing itself.

• · Filing is an 8-K with Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits)
• · Press release issued on October 8, 2026, attached as Exhibit 99.1
• · Company headquarters: 1801 Bayberry Court, P.O. Box 18100, Richmond, VA 23226-8100
• · Common stock trades on NYSE under ticker BCO, par value $1.00 per share

08-10-2026

Valion Bio, Inc. (formerly Tivic Health Systems, Inc.) entered into a Third Side Letter with 3i, LP on October 7, 2026, agreeing to issue 50 Series B Preferred Shares and warrants for 1,539 common shares at $2.5520 per share for $50,000, under the existing Series B Preferred Purchase Agreement. This is a small incremental closing within a larger financing structure, with 3i retaining options to purchase additional Series B and Series C preferred shares. The company continues to rely on related-party financing, indicating ongoing capital needs.

• · The securities were issued under an exemption from registration pursuant to Section 4(a)(2) of the Securities Act and/or Rule 506(b).
• · The closing is subject to conditions including compliance with Nasdaq listing requirements and delivery of price adjustment notices.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.
• · The company changed its name from Tivic Health Systems, Inc. to Valion Bio, Inc. (name change date: September 10, 2019).

08-10-2026

Eva Live Inc. entered into a Securities Purchase Agreement with Dune Equity Holdings LLC on October 2, 2026, for the sale of securities (likely a convertible note). The agreement includes covenants requiring the company to purchase D&O insurance within 60 days of closing, maintain irrevocable transfer agent instructions, and not assert that the buyer is a broker-dealer. Breach of covenants constitutes an event of default under the Note, and the company must pay $3,000 per day if it fails to file an 8-K after disclosing material non-public information to the buyer.

• · Company must purchase D&O insurance within 60 days of closing for 18 months with 2-year tail coverage.
• · Company covenants not to assert that Buyer is a broker-dealer under the Securities Exchange Act of 1934.
• · Breach of covenants is an Event of Default under Section 3.3 of the Note.
• · Transfer agent instructions are irrevocable; company must provide resolutions within 6 hours of each conversion.
• · Arbitration of claims in Delaware; exclusive venue for litigation is state or federal court in Delaware.
• · Conditions to Buyer's obligation include no Material Adverse Effect, no trading suspension by SEC/FINRA, and delivery of good standing certificates.

08-10-2026

Distribution Solutions Group, Inc. (DSGR) filed a Form 8-K on October 7, 2026, announcing a dividend via Regulation FD disclosure. The filing includes a solicitation material checkbox under Rule 14a-12, indicating the announcement may relate to an upcoming shareholder vote. No financial figures were disclosed in the filing.

• · Filing is an 8-K dated October 7, 2026, filed under Items 7.01 (Regulation FD Disclosure) and 9.01
• · Company announced a dividend on October 7, 2026
• · Common stock trades on NASDAQ Global Select Market under ticker DSGR
• · Company is incorporated in Delaware with principal offices in Fort Worth, Texas

08-10-2026

Quetta Acquisition Corporation (QETAR) filed an 8-K on October 7, 2026, announcing that its special meeting of stockholders, originally scheduled for October 8, 2026, will be convened and then immediately adjourned to October 9, 2026, to allow more time for proxy solicitation. The record date remains September 22, 2026, and previously submitted proxies will remain valid. The filing does not disclose any financial results or performance metrics, so no positive or negative trends can be assessed.

• · Special meeting adjourned from October 8, 2026 at 4:00 p.m. ET to October 9, 2026 at 4:00 p.m. ET.
• · Record date for the special meeting is September 22, 2026.
• · Proxies previously submitted remain valid unless properly revoked.

08-10-2026

Texas Ventures Acquisition III Corp (TVACW) entered into a $250,000 promissory note with its sponsor, Yorkville Acquisition Sponsor II, LLC, on September 30, 2026. The note is non-interest bearing, due upon the earlier of the initial business combination or winding up, and is convertible into units of the post-combination entity at $10.00 per unit at the payee's option. The sponsor has waived any claim against the trust account, with repayment to come from trust proceeds only upon consummation of the business combination.

• · The note is non-interest bearing and the principal is due on the earlier of the initial business combination or winding up.
• · Conversion option allows the payee to convert all or part of the note into New Units at $10.00 per unit, with terms identical to private placement units from the IPO.
• · The sponsor waives any claim against the trust account; repayment is only from trust proceeds released upon the business combination.
• · Default triggers include failure to pay within 5 business days, voluntary bankruptcy, or involuntary bankruptcy with a 60-day grace period.

08-10-2026

NextNRG, Inc. filed an 8-K on October 8, 2026, disclosing the adoption of its Articles of Incorporation under Nevada law (NRS Chapter 78), appointing Michael D. Farkas as incorporator and Corporate Creations Network Inc. as registered agent. The filing is a routine corporate formation document with no financial results, operational metrics, or forward-looking guidance. No monetary amounts, revenue figures, or performance data are disclosed in this filing.

• · Incorporator: Michael D. Farkas, 407 Lincoln Rd. #9F, Miami Beach, Florida 33190
• · Registered agent: Corporate Creations Network Inc., 8275 South Eastern Avenue #200, Las Vegas, NV 89123
• · Corporation formed under Nevada Revised Statutes (NRS), Chapter 78

08-10-2026

XWELL, Inc. subsidiary XpresTest repurchased 279.5 restricted stock awards for ~$2.7M ($9,634.09/share) on October 8, 2026, including shares held by Chairman Bruce T. Bernstein ($1.03M), CEO Ezra T. Ernst ($529,874.94), and CFO Ian Brown ($96,340.90). The repurchases simplify XpresTest's capitalization ahead of the previously announced sale of XpresSpa and XpresTest to Express Wellness Group, LLC. After the repurchases, XWELL owns 100% of XpresTest's outstanding capital stock.

• · The repurchase price of $9,634.09 per share matches the per-share price agreed with the Buyer under the Securities Purchase Agreement dated July 6, 2026.
• · The repurchases were completed early with the Buyer's consent to simplify XpresTest's capitalization in preparation for the Sale.
• · All amounts paid for the repurchased RSAs would have reduced the purchase price dollar-for-dollar as sale expenses; since paid early, they will not be included in unpaid sale expenses.
• · After the repurchases, no XpresTest RSAs remain outstanding.
• · XWELL now owns all issued and outstanding shares of XpresTest capital stock.

08-10-2026

News Corp filed an 8-K on October 8, 2026, disclosing daily repurchase transaction information provided to the Australian Securities Exchange (ASX) under its existing $1 billion stock repurchase program. The filing reiterates the company's authorization to repurchase up to $1 billion in aggregate of its Class A and Class B common stock, but does not report any specific repurchase activity or financial results.

• · The repurchase program authorizes up to $1 billion in aggregate of Class A and Class B common stock.
• · Disclosure is made under ASX rules on a daily basis for any transactions under the program.
• · The filing includes forward-looking statements regarding the company's intent to repurchase shares from time to time.
• · Exhibits 99.1 and 99.2 contain the information provided to the ASX on the respective dates.

08-10-2026

Oil-Dri Corp of America (ODC) entered into a Ninth Amendment to its existing Credit Agreement with BMO Bank N.A., dated October 7, 2026. The amendment modifies the terms of the January 27, 2006 credit agreement, with the Company representing no Default or Event of Default exists and reaffirming its guarantees. No new borrowing amounts or financial figures were disclosed in the filing.

• · Amendment dated October 7, 2026 to the existing Credit Agreement originally dated January 27, 2006
• · Amendment is between Oil-Dri Corporation of America and BMO Bank N.A.
• · Amendment amends the Existing Credit Agreement, excluding schedules and exhibits other than Exhibit A (Revolving Note) and Exhibit B (Compliance Certificate)
• · Company represents no Default or Event of Default exists under the Existing Credit Agreement, the Amended Credit Agreement or any other Loan Document

08-10-2026

General Dynamics announced that its board elected Danny Deep, currently president, to become CEO effective January 1, 2027, succeeding Phebe Novakovic, who will transition to executive chairman after serving as CEO since 2013. Deep has been with the company for 25 years and became president in 2025. The company employs more than 120,000 people worldwide and generated $52.6 billion in revenue in 2025.

• · Danny Deep has been with General Dynamics for 25 years, serving in roles including president (2025), EVP of Global Operations, EVP of Combat Systems, and president of Land Systems
• · Phebe Novakovic has served as CEO since 2013 and will transition to executive chairman
• · General Dynamics generated $52.6 billion in revenue in 2025
• · General Dynamics employs more than 120,000 people worldwide

08-10-2026

Marquie Group, Inc. filed a multi-item 8-K on October 8, 2026, reporting entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), material modifications to security holder rights (Item 3.03), a change in control (Item 5.01), director/officer departures and appointments (Item 5.02), and amendments to articles of incorporation (Item 5.03). The filing indicates a comprehensive corporate restructuring involving a change of control, new leadership, and equity issuance, but no specific financial metrics, transaction values, or named parties are disclosed. The lack of quantitative data limits assessment of materiality and market impact.

• · Filing includes 6 separate 8-K items, indicating a complex event
• · No financial statements or pro forma data provided (Item 9.01 exhibits not detailed)
• · No specific names of new directors/officers or departing individuals disclosed in summary
• · No transaction value, share count, or percentage changes mentioned
• · No scheduled events (e.g., shareholder meeting, earnings call) referenced

08-10-2026

PRA Group, Inc. (PRAA) completed a $400 million aggregate principal amount debt offering on October 2, 2026, as previously announced. The offering was disclosed under Items 1.01 (Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation), and 9.01 (Financial Statements and Exhibits) of Form 8-K. No specific financial performance metrics were provided in this filing.

• · Debt offering of $400M aggregate principal amount completed on October 2, 2026
• · Filing is an 8-K with Items 1.01 (Material Definitive Agreement), 2.03 (Creation of Financial Obligation), and 9.01 (Financial Statements)

08-10-2026

DT Cloud Star Acquisition Corporation (DTSQU) filed an 8-K on October 8, 2026, disclosing the adoption of its Fourth Amended and Restated Memorandum and Articles of Association, passed by special resolution on October 1, 2026. The amendment updates the company's constitutional documents under Cayman Islands law, including provisions on the registered office, objects, corporate capacity, and licensed business restrictions. No financial results or operational metrics were disclosed in this filing.

• · Fourth Amended and Restated Memorandum and Articles of Association adopted by special resolution on 1 October 2026
• · Registered office: Ogier Global (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman, KY1-9009, Cayman Islands
• · Company is a Cayman Islands exempted company limited by shares with unrestricted objects and corporate capacity
• · Company restricted from banking, insurance, and company management businesses without proper licensing

08-10-2026

FortuneX Acquisition Corp filed Amendment No. 1 to its Form 8-K on October 8, 2026, disclosing entry into a material agreement (Item 1.01) with a report date of September 18, 2026. The company is a Cayman Islands-incorporated blank check company listed on Nasdaq, and the filing includes written communications under Rule 425. No financial figures were disclosed in this amendment.

• · Warrants are exercisable for one ordinary share at an exercise price of $11.50 per share
• · Each unit consists of one ordinary share and one-half of one warrant
• · Company address: 1185 Avenue of the Americas, 3rd Fl., New York, NY 10036

08-10-2026

Leader's Advantage Acquisition Corp. consummated its IPO on September 21, 2026, selling 15,000,000 units at $10.00 per unit for gross proceeds of $150,000,000, with $151,125,000 placed in a trust account. Simultaneously, it completed private sales of shares and warrants to underwriters and sponsor, raising an additional $5,431,250. However, the company's auditor has issued a going concern opinion, noting the SPAC lacks capital resources to fund operations for a reasonable period and must complete a business combination within 18 months, while it has not yet identified any target or commenced substantive discussions.

• · The company is a blank check company (SPAC) incorporated in the Cayman Islands on October 29, 2025, and has not commenced any operations.
• · The company has not selected any specific Business Combination target and has not engaged in any substantive discussions with any target.
• · The auditor's report includes an explanatory paragraph about substantial doubt regarding the company's ability to continue as a going concern due to lack of capital resources to fund operations for a reasonable period (generally one year from the financial statement issuance date).
• · Class A ordinary shares subject to possible redemption: 15,000,000 shares at redemption value of $10.075 per share, totaling $151,125,000.
• · Shareholders' deficit is $5,830,707, driven by an accumulated deficit of $5,831,157.
• · The company must complete a business combination with target(s) having a fair market value of at least 80% of the net balance in the Trust Account.
• · The company will only complete a business combination if it acquires 50% or more of the outstanding voting securities or a controlling interest in the target.

08-10-2026

PepsiCo reported Q3 2026 net revenue of $25.274B, up 5.6% YoY, and EPS of $2.23, up 17% YoY. Organic revenue grew 3.1%, driven by international strength and improved North America convenient foods volume trends. However, core operating margin contracted 35 bps to 16.9%, core EPS growth was only 2%, and the company sharply lowered its full-year core EPS guidance from +5-7% to +2.5-3.5%, citing rising input cost inflation and the need for additional structural cost reductions.

• · Q3 2026 net revenue growth of 5.6% included a 1.7-ppt net benefit from acquisitions/divestitures and a 0.7-ppt benefit from FX translation.
• · Q3 2026 organic revenue growth of 3.1% reflected effective net pricing and a contribution from organic volume growth.
• · Q3 2026 operating profit growth of 19% was driven by a favorable net impact of acquisition/divestiture charges and mark-to-market gains on commodity derivatives.
• · Core operating margin contracted 35 bps in Q3 and 25 bps YTD, reflecting operating cost increases and higher advertising and marketing expenses.
• · PFNA operating profit declined 13% in Q3 and 8% YTD.
• · PBNA volume declined 6% in both Q3 and YTD; PBNA organic revenue declined 2% in Q3 and 3% YTD.
• · International segments (IB Franchise, EMEA, LatAm Foods, Asia Pacific Foods) all delivered strong net revenue growth with organic volume growth.
• · Fiscal 2026 guidance revised: organic revenue narrowed to ~+3% (from +2-4%), core constant currency EPS lowered to +1-2% (from low-end +4-6%), core EPS lowered to +2.5-3.5% (from low-end +5-7%).
• · Capital spending guided below 5% of net revenue; free cash flow conversion ratio at least 80%.
• · Cash returns to shareholders of $8.9B unchanged ($7.9B dividends + $1.0B buybacks).

08-10-2026

SolarMax Technology, Inc. (SMXT) reported a 10-Q for the quarter ended June 30, 2026, showing cash and cash equivalents of $2,158,233, down from $7,966,797 at December 31, 2025, while accounts receivable increased to $17,759,110 from $12,939,589. The company also issued convertible notes during the period, reflecting ongoing capital needs.

• · Cash and cash equivalents decreased from $7,966,797 (Dec 31, 2025) to $2,158,233 (Jun 30, 2026), a 72.9% decline
• · Accounts receivable increased 37.2% from $12,939,589 (Dec 31, 2025) to $17,759,110 (Jun 30, 2026)

08-10-2026

Director Tam Benson Bing Chung exercised/converted 1,563 American Depositary Shares. 6 transactions reported in total. Tam Benson Bing Chung holds 257,984 shares after the transaction.

• · Director Tam Benson Bing Chung exercised/converted 1,563 American Depositary Shares
• · Director Tam Benson Bing Chung exercised/converted 1,563 American Depositary Shares
• · Director Tam Benson Bing Chung exercised/converted 1,563 American Depositary Shares
• · Director Tam Benson Bing Chung exercised/converted 3,126 Restricted Share Units
• · Director Tam Benson Bing Chung exercised/converted 3,126 Restricted Share Units
• · Director Tam Benson Bing Chung exercised/converted 3,126 Restricted Share Units