US Pre-Market SEC Filings Roundup — October 19, 2026

19-10-2026

NIP Group Inc. filed a Form 6-K on October 19, 2026, furnishing a press release (Exhibit 99.1) that announces the results of its Extraordinary General Meeting. The filing itself contains no financial figures, and the substantive outcomes of the meeting are not included in the body of the filing text provided, so the specific resolutions and vote results cannot be verified from this document alone.

• · Filing is a Form 6-K for the month of October 2026 under Commission File Number 001-42160, with principal executive offices in Stockholm, Sweden.
• · The registrant is a foreign private issuer filing annual reports on Form 20-F.
• · Exhibit 99.1 is a press release announcing results of the Extraordinary General Meeting; the results themselves are not reproduced in the filing text provided.

19-10-2026

SageOak Financial, LLC (Tulsa, OK; SEC file no. 028-24882) filed a Form 13F-HR on October 19, 2026 reporting equity and ETF holdings as of September 30, 2026, with a total reported portfolio value of approximately $153,707,866 across 35 holdings. The portfolio is concentrated in broad-market and fixed-income ETFs, led by Dimensional ETF Trust funds and several index-linked positions, with the largest single positions being DFA U.S. Core Equity 1 (~$22.6M) and Dimensional US Core Equity 2 ETF (~$33.1M). The filing provides no prior-period comparison, so no period-over-period performance change can be assessed.

• · The filing includes a 2X Long NVDA leveraged ETF position of 7,000 shares, reported as a Call-type holding, which is a notable leveraged exposure within an otherwise diversified portfolio.
• · Reported holdings are all held with sole investment discretion (SOLE), with no shared or other-manager discretion reported.
• · Direct single-stock common equity holdings are small, including Apple (1,251 shares), Microsoft (797 shares), Walmart (4,187 shares), Exxon (8,989 shares), Southern Co (7,844 shares), ONEOK (13,584 shares), and Dover (1,567 shares).

19-10-2026

Perfect Corp. filed a Form 6-K on October 19, 2026 furnishing a press release (Exhibit 99.1) announcing that its shareholders approved a merger agreement dated October 19, 2026. The filing itself contains no financial figures, deal terms, valuation, or counterparty details; those would be found in the attached press release, which was not included in the provided content.

• · Shareholders approved a merger agreement dated October 19, 2026
• · Filing is a Form 6-K (Foreign Private Issuer report) for the month of October 2026; the company files annual reports on Form 20-F
• · Commission File Number 001-41540; principal executive office in New Taipei City, Taiwan
• · Counterparty, deal consideration, and merger structure are not stated in the filing body and would be in Exhibit 99.1

19-10-2026

OpenWorld, Inc. (NASDAQ: OPNW), which filed this Exhibit 99.1 press release under VerifyMe, Inc. (VRME) per the submitted metadata, announced the signing of a definitive merger agreement to acquire Blocksight Holdings Co., an AI-agent platform for tokenizing real-world assets, intended to serve as the operating layer for its tokenized financing programs. The company also disclosed two non-binding term sheets: a BeyondAI IP-backed transaction of up to $130 million (October 7, 2026) and a Meridian tokenized solar/AI computing program of up to $1 billion (October 15, 2026). All three transactions remain subject to due diligence, documentation, and closing conditions, and there is no assurance any will be consummated.

• · Blocksight acquisition was first announced October 1, 2026; this release reports signing of the definitive merger agreement.
• · Meridian program targets initial installations beginning Q4 2026, with first commercial site targeted for Q1 2027.
• · Meridian would own the storage assets within the structure, and Meridian holds purchase rights to Tesla Powerwall systems.
• · BeyondAI transaction is a financing backed by IP rights; BeyondAI retains control of its technology.
• · Blocksight co-founders Patrick Kim and Peter Hong are expected to join OpenWorld upon merger closing.
• · Risk factors flagged include possible Board non-approval, failure to close, litigation, tokenized securities regulatory scrutiny, and integration risk.

19-10-2026

Elbit Systems Ltd. furnished a Form 6-K for October 2026 attaching as Exhibit 1 a press release dated October 19, 2026. The filing body itself contains no financial results, quantitative metrics, or named initiatives; its substance is contained in the referenced press release, which was not included in the provided text.

• · Filed under Form 20-F status (foreign private issuer); Commission File Number 000-28998
• · Attached Exhibit 1 is a press release dated October 19, 2026, whose content is not included in the provided filing text
• · Principal corporate offices located at Advanced Technology Center, P.O.B. 539, Haifa 3100401, Israel

19-10-2026

Alterity Therapeutics Limited furnished a Form 6-K for October 2026 announcing that the company will present at the Craig-Hallum Biotech Conference, as set out in Exhibit 99.1. The filing is a routine corporate notice with no financial results, deal terms, or quantitative disclosures included in the document provided.

• · The filing is a Form 6-K for the month of October 2026, signed by Chairman Julian Babarczy and dated October 19, 2026.
• · The company's principal executive office is listed as Level 15, 500 Collins Street, Melbourne, Victoria 3000, Australia.
• · The company files annual reports on Form 20-F, and this 6-K is incorporated by reference into existing S-8 and F-3 registration statements.
• · The only exhibit listed is Exhibit 99.1, which concerns the company's presentation at the Craig-Hallum Biotech Conference; the exhibit's contents were not included in the provided text.

19-10-2026

Beneficient (BENFW) has filed a DEF 14A proxy statement for a special meeting of stockholders on October 29, 2026, seeking approval under Nasdaq Listing Rule 5635(d) for issuing Class A Common Stock to Yorkville (YA II PN, Ltd.) under an amended and restated Standby Equity Purchase Agreement (A&R SEPA) and convertible promissory notes totaling $4.0 million original principal, which could exceed 20% of outstanding Common Stock. The Board recommends voting FOR both the Yorkville Share Issuance Proposal and the Adjournment Proposal; failure to approve would bar issuances above the Exchange Cap and constitute an amortization event accelerating amounts due under the notes. The filing also notes a prior 8-to-1 reverse stock split and Nasdaq compliance regained on January 2, 2026.

• · Failure to obtain stockholder approval would constitute an 'amortization event' accelerating amounts due under the Promissory Notes
• · Shares issued to Yorkville since June 26, 2026 are excluded from voting on the Yorkville proposal under Nasdaq Rule 5635(d)
• · Class B shares carry ten votes each, giving holders 1.6% of voting power despite 0.2% of equity
• · Proxy materials are being delivered in full-set format with the Special Meeting held at Haynes and Boone, LLP, Dallas, Texas
• · Record Date for stockholder voting is September 24, 2026; the meeting is scheduled for October 29, 2026 at 9:00 a.m. Central Time

19-10-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed a Form 8-K furnishing a press release, attached as Exhibit 99.1, announcing that its subsidiary RAD has engaged security industry veteran Tom Reilly to drive strategy for new integrator and distribution channels. The filing is furnished under Item 8.01 (Other Events) and contains no reported financial results, monetary amounts, or quantitative performance data.

• · The filing is furnished rather than filed, so it is not subject to Section 18 liability of the Exchange Act.
• · Exhibit 99.1 is the October 19, 2026 press release; Exhibit 104 is the Cover Page Interactive Data File.
• · The company's principal executive offices are in Ferndale, Michigan.

19-10-2026

Menora Mivtachim Holdings Ltd. filed a Schedule 13G reporting beneficial ownership of 2,369,026 ordinary shares of Camtek Ltd (CAMT), representing 5.08% of outstanding shares as of October 14, 2026, under Rule 13d-1(c) as a passive investor. The filing is a routine crossing of the 5% disclosure threshold by an Israeli insurance and pension group, with holdings spread across its pension, insurance, and provident fund subsidiaries, and includes a certification that the shares are not held to influence control of the issuer.

• · Filing type is an initial/live Schedule 13G under Rule 13d-1(c), indicating a passive investor rather than a 13D filer seeking control
• · Sole voting power is reported as zero; sole dispositive power covers all 2,369,026 shares
• · Menora Holdings and its subsidiaries disclaim beneficial ownership except to the extent of their pecuniary interest, with economic interest held for policyholders, portfolio account owners, and pension or provident fund members
• · Filing was signed October 18, 2026 and submitted October 19, 2026, with the event date stated as October 14, 2026

19-10-2026

Tamboran Resources Corporation announced that Todd Abbott has been appointed Managing Director in addition to his existing role as Chief Executive Officer, effective October 19, 2026. The appointment formalizes his board-level leadership as the company moves from appraisal into development of the Beetaloo Basin, with first gas sales to the Northern Territory market achieved in recent months. The material terms of his appointment are unchanged from the ASX announcement of January 12, 2026.

• · Abbott was first appointed CEO in January 2026, and this filing formalizes his Board-level role as Managing Director
• · Tamboran achieved first gas sales from the Beetaloo to the Northern Territory gas market in the months preceding the announcement
• · Company guidance noted in forward-looking disclaimers: no material revenue expected until the second half of 2026, and going-concern doubt raised by recurring operating losses and negative cash flows

19-10-2026

BioLargo, Inc. (BLGO) filed a definitive DEF 14A proxy statement for its 2026 Annual Meeting of Stockholders, to be held December 1, 2026 in Aliso Viejo, California. Stockholders will vote on electing seven directors, an advisory say-on-pay vote on named executive officer compensation, and ratification of Hacker Johnson & Smith PA as the independent auditor for fiscal 2026. The filing reports 334,661,950 common shares outstanding as of the October 15, 2026 record date, with no preferred shares outstanding.

• · Annual Meeting date and location: December 1, 2026 at 10:00 a.m. Pacific Time at Aliso Viejo Country Club, 33 Santa Barbara Drive, Aliso Viejo, CA 92656
• · Record date: October 15, 2026; Notice of Internet Availability of Proxy Materials to be mailed on or about October 21, 2026
• · Internet voting deadline: 11:59 p.m. Eastern Time on November 30, 2026
• · Board recommends voting FOR all seven director nominees, FOR the advisory say-on-pay proposal, and FOR auditor ratification
• · Annual Report on Form 10-K for fiscal year ended December 31, 2025 is included with the proxy materials
• · Company is a Delaware corporation headquartered at 14921 Chestnut St., Westminster, CA 92683
• · Payment of filing fee: no fee required

19-10-2026

Belite Bio, Inc (BLTE) furnished a Form 6-K on October 19, 2026, attaching a press release announcing its uplisting to the Nasdaq Global Select Market. The filing itself contains no financial results, quantitative metrics, or period comparisons; its substance is the exchange-listing change referenced by Exhibit 99.1.

• · Commission File Number 001-41359; registrant files Form 20-F (foreign private issuer).
• · Principal executive office located in San Diego, CA (12750 High Bluff Drive, Suite 475).

19-10-2026

Caledonia Mining Corporation Plc filed a Form 6-K for October 2026 furnishing a press release dated October 19, 2026 as Exhibit 99.1, signed by CEO John Mark Learmonth. The filing itself contains only the cover page, signature block, and exhibit index; the substantive content resides in the referenced press release, which is not included in the text provided for analysis.

• · Filed as a Report of Foreign Private Issuer under Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934
• · Registrant principal executive office located at 2 Mulcaster Street, St Helier, Jersey JE2 3NJ
• · Commission File Number 001-38164
• · Registrant files annual reports on Form 20-F (not Form 40-F)
• · Exhibit 99.1 is a Press Release dated October 19, 2026, whose contents were not provided in the filing text

19-10-2026

Evaxion A/S furnished a Form 6-K on October 19, 2026, attaching a press release (Exhibit 99.1) reporting sustained clinical responses for all patients at three-year follow-up in its Phase 2 trial of the personalized cancer vaccine EVX-01. The filing itself contains no quantitative financial results, amounts, or period-over-period comparisons; its substance is the clinical update described in the exhibit title.

• · Clinical responses reported as sustained for all patients at the three-year follow-up of the Phase 2 trial
• · Filing is a Form 6-K (Foreign Private Issuer report) for the month of October 2026, with the press release furnished as Exhibit 99.1

19-10-2026

Starry Sea Acquisition Corp (SSEAR), a Cayman Islands SPAC, disclosed that its Extraordinary General Meeting, originally set for October 9, 2026, has been postponed to October 19, 2026 to give the company more time to engage with shareholders. The redemption deadline expired October 15, 2026, with 3,895,270 public shares tendered for redemption after 601,847 prior redemption requests were withdrawn. The filing does not reference a specific business combination target, so the Preliminary classification of Merger/Acquisition appears to be unsupported by the text.

• · Meeting rescheduled from 10:00 a.m. ET on October 9, 2026 to 9:00 a.m. ET on October 19, 2026
• · Redemption deadline was 5:00 p.m. ET on October 15, 2026
• · Net tendered public shares, after withdrawals, stand at 3,895,270, including new requests filed October 7-15, 2026
• · Filed under Item 7.01 (Regulation FD) and Item 8.01 (Other Events), with Item 7.01 content furnished rather than filed

19-10-2026

Archimedes Tech SPAC Partners II Co. (ATII) shareholders approved the proposed business combination with Forge Nano, Inc. and all related proposals at an extraordinary general meeting held October 16, 2026, with 16,530,280 ordinary shares (approximately 55.9% of the 29,590,000 outstanding and entitled to vote) represented. Approval was obtained for the Business Combination Proposal (15,416,866 for vs. 1,113,414 against), the Director Election slate, and all six advisory organizational document proposals, though several governance provisions drew materially higher opposition (approximately 2,065,000 votes against).

• · Director nominee Paul Lichty and Ben Landen each received about 1,513,000-1,513,614 AGAINST votes, the highest opposition among director slate votes
• · Advisory Proposal 6A (Authorized Shares) drew 2,065,390 AGAINST votes, the highest opposition on any charter proposal
• · Advisory Proposals 6B, 6D, and 6E each drew approximately 2,065,000-2,066,000 AGAINST votes
• · Registration Statement on Form S-4 was declared effective by the SEC on September 22, 2026; the Definitive Proxy Statement was filed September 24, 2026
• · Pubco will be renamed Forge Nano Holdings, Inc. upon domestication
• · Press release announcing shareholder approval was furnished as Exhibit 99.1 and is not deemed filed under Section 18 of the Exchange Act

19-10-2026

Apogee Acquisition Corp (AACP) disclosed that errors were identified in its unaudited Q2 2026 Form 10-Q (filed August 20, 2026), affecting private placement unit proceeds contributed to the trust account, the number of private placement units, Class A ordinary shares subject to possible redemption, and warrants. On October 14, 2026, the audit committee concluded the previously issued Q2 financials should no longer be relied upon, and a restatement via 10-Q/A is being filed October 16, 2026. The same filing reports that director Anna Brunelle resigned from the Board and its audit and compensation committees, Christopher Valentine was appointed to the audit committee, and COO Tom Watson resigned effective October 14, 2026.

• · Restatement affects Notes 4, 7 and 8 of the Q2 2026 10-Q, covering trust account contributions from private placement unit proceeds, number of private placement units, Class A shares subject to redemption, and warrants
• · Independent registered public accounting firm Adeptus Partners, LLC was consulted on the matters disclosed
• · Company is a Cayman Islands blank check company (SPAC) listed on Nasdaq; emerging growth company status claimed
• · Filing references a 10-Q/A to be concurrently filed October 16, 2026
• · Filing period of report is October 13, 2026; the Form 8-K was signed October 16, 2026

19-10-2026

AVAX One Technology Ltd. amended its prior Form 8-K (Amendment No. 2) to add detail on the August 17, 2026 resignation of Chief Financial Officer Chris Polimeni. Under a separation and consulting agreement dated October 13, 2026 (effective August 18, 2026), Polimeni receives a separation payment and will serve as an independent consultant until March 31, 2027 at a monthly fee of $10,000. The filing contains no quantitative performance results or period-over-period financial data.

• · Separation payment amount is referenced but not disclosed in the filing; full terms are in Exhibit 10.1
• · Consulting engagement runs through March 31, 2027
• · Filing is Amendment No. 2 to the original 8-K, which was filed August 19, 2026 (the filing itself is dated October 19, 2026, with signature dated October 16, 2026)
• · Company is listed on the Nasdaq Capital Market under symbol AVX and is an emerging growth company

19-10-2026

Omnitek Engineering Corp. disclosed that directors Gary S. Maier and John M. Palumbo resigned from the board effective October 15, 2026. The company states the resignations were not due to any disagreement with the company, its board, attorneys, or auditors on matters relating to operations, policies, or practices. No replacement directors or new officer appointments were disclosed in this filing.

• · Filing reports board resignations effective October 15, 2026, while the filing itself is dated October 19, 2026
• · Company headquarters relocated from 1280 Activity Dr., Vista, California to 1501 N. Carlotte Avenue, Monroe, NC 28110
• · Company is a California corporation with Commission File Number 000-53955 and IRS Employer Identification No. 33-0984450
• · Securities are not registered under Section 12(b); trading symbol listed as N/A

19-10-2026

Atlantic American Corporation's 10-K/A for fiscal 2025 reports total revenue of $210.4M, up 11.9% from $188.1M (restated) in 2024, and net income of $6.0M versus a $1.4M net loss in 2024. Results are mixed: realized investment results turned negative ($(0.5)M versus $1.2M gain) and Corporate and Other losses were largely unchanged at $(9.9)M, while the American Southern and Bankers Fidelity segments drove the improvement. Cash flow from operations rose to $32.9M from $4.8M, but investing outflows were $(25.0)M, and total shareholders' equity increased to $120.8M from $110.6M.

• · Corporate and Other pre-tax loss narrowed only marginally to $(9.9)M from $(10.3)M, remaining a persistent drag on consolidated results.
• · Realized investment results swung from a $1.2M gain to a $(0.5)M loss, while unrealized gains on equity securities of $4.5M (versus a $(1.5)M loss in 2024) supplied most of the pre-tax investment benefit.
• · Insurance reserves and policyholder funds increased by $35.2M to $240.9M, and total liabilities rose to $313.1M, partly driven by a $33.9M increase in insurance reserves in operating cash flow.
• · Accumulated other comprehensive loss improved to $(0.4)M from $(5.4)M, contributing $5.0M of other comprehensive income.
• · This 10-K/A restates the 2024 comparative figures; the restatement's nature and magnitude are not described in the excerpt provided.
• · Common stock dividend remained at $0.02 per share, unchanged from 2024.

19-10-2026

Director WATKINS WILLIAM D was awarded 413 Ordinary Shares. WATKINS WILLIAM D holds 102,479 shares after the transaction.

• · Director WATKINS WILLIAM D was awarded 413 Ordinary Shares

19-10-2026

Director Dash Barry H bought 100,000 Common Stock at $0.26 (~$26K). Dash Barry H holds 3,365,555 shares after the transaction.

• · Director Dash Barry H bought 100,000 Common Stock at $0.26 (~$26K)

19-10-2026

CCO and GC Wang Yanjun sold 613 Class A ordinary shares at $96.83 (~$59.4K). 9 transactions reported in total. Wang Yanjun holds 77,780 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · CCO and GC Wang Yanjun sold 152 Class A ordinary shares at $95.87 (~$14.6K)
• · CCO and GC Wang Yanjun sold 613 Class A ordinary shares at $96.83 (~$59.4K)
• · CCO and GC Wang Yanjun sold 235 Class A ordinary shares at $97.62 (~$22.9K)
• · CCO and GC Wang Yanjun sold 411 Class A ordinary shares at $94.12 (~$38.7K)
• · CCO and GC Wang Yanjun sold 134 Class A ordinary shares at $95.24 (~$12.8K)
• · CCO and GC Wang Yanjun sold 268 Class A ordinary shares at $96.09 (~$25.8K)
• · CCO and GC Wang Yanjun sold 133 Class A ordinary shares at $97.04 (~$12.9K)
• · CCO and GC Wang Yanjun sold 32 Class A ordinary shares at $98.24 (~$3.14K)

19-10-2026

CEO KAHN JOLIE bought 15,000 Common Stock at $0.17 (~$2.55K). KAHN JOLIE holds 15,000 shares after the transaction.

• · CEO KAHN JOLIE bought 15,000 Common Stock at $0.17 (~$2.55K)

19-10-2026

Tesla's 2026 DEF 14A proxy statement highlights the company's governance approach, year-round shareholder engagement (70 investor visits, ~100 investor calls per quarter, 5 investor conferences in 2025), and board responsiveness. The 2025 management proposal to eliminate supermajority voting requirements failed to pass despite a 73.6% shareholder participation rate, with approximately 39.4% of outstanding shares in support; the Board has declined to repropose declassification or supermajority elimination at this time. Participation rose to approximately 74% at the 2025 Annual Meeting from 72% in 2024.

• · Board determined not to repropose binding declassification or supermajority elimination proposals at this time despite the 73.6% participation rate
• · Board amended pledging policy: CEO pledged stock loan cap set at lesser of $3.5B or 25% of pledged stock value; directors/officers (non-CEO) limit lowered from 25% to 15%
• · Corporate Governance Guidelines and Audit Committee Charter updated in 2025 to address Board and Audit Committee oversight of SI (super intelligence)
• · Voluntary retail voting program developed following an SEC staff no-action letter, aimed at increasing retail shareholder participation
• · Company claims one of the largest retail shareholder bases of any public company

19-10-2026

Uni-Fuels Holdings Limited announced that its wholly-owned Singapore subsidiary, Uni-Fuels Pte. Ltd., successfully closed the offering of its 3-month US$ commercial paper Series 006 (UFU316) on October 17, 2026, raising US$3 million in gross proceeds through issuance of tokens. The Series 006 tokens were listed on the ADDX Exchange on October 19, 2026. The filing contains no comparative period financial data.

• · Offering closed October 17, 2026 at 6 p.m. Singapore time
• · Series 006 tokens listed on ADDX Exchange October 19, 2026 at 5:30 p.m. Singapore time
• · Filing made under Form 20-F filer status (foreign private issuer)

19-10-2026

Enhanced Group Inc. (NYSE: ENHA) announced a one-for-ten reverse stock split of its Class A and Class B common stock, effective 12:01 a.m. Central Time on October 29, 2026, with Class A shares expected to trade split-adjusted under the existing symbol ENHA and new CUSIP 29333R206. The filing states the split will not change par value, authorized shares, or shareholders' percentage ownership or voting power, aside from rounding of fractional shares. This 8-K serves as the public notice required under NYSE guidance, with full details in the definitive information statement filed October 8, 2026.

• · Split effective 12:01 a.m. Central Time on October 29, 2026; new CUSIP 29333R206
• · Fractional shares rounded up to the nearest whole share at the DTC-participant level; no fractional shares issued
• · Equity awards, warrants, exercise prices, and equity plan share reserves to be proportionately adjusted

19-10-2026

LexinFintech Holdings Ltd. (LX) furnished a Form 6-K for October 2026 under Rule 13a-16, with its signature block by CFO James Xigui Zheng dated October 19, 2026. The filing lists Exhibit 99.1, a press release, but the excerpt provided contains only the cover page, registrant details, and signature, so the substantive content of the announcement cannot be determined from this text.

• · Filing is a Form 6-K for the month of October 2026 (Commission File No. 001-38328), with the registrant headquartered in Shenzhen, People's Republic of China
• · The registrant indicated it is a foreign private issuer that files annual reports on Form 20-F
• · Exhibit 99.1 is a press release, but its contents are not included in the provided text

19-10-2026

Transocean Ltd. (RIG) announced two new ultra-deepwater drillship contract awards in the U.S. Gulf totaling approximately $550 million in firm contract backlog. The Deepwater Proteus secured a ten-well, 700-day campaign worth about $325 million starting Q1 2027, and the Deepwater Conqueror won a five-well, 450-day contract worth about $225 million (excluding mobilization fees) starting Q3 2027. Both awards are direct continuations of the rigs' existing programs.

• · Deepwater Proteus campaign is expected to commence in Q1 2027, directly continuing its current U.S. Gulf contract
• · Deepwater Conqueror contract is expected to commence in Q3 2027, directly continuing its Equatorial Guinea program
• · Operators for both contracts are undisclosed

19-10-2026

Polibeli Group Ltd (PLBL) filed a 6-K on October 19, 2026 that is primarily a forward-looking statements disclosure tied to a cooperation agreement with Tencent Cloud. The company outlines plans to begin promoting and applying WorkBuddy in overseas markets, develop product sales, integration and enterprise AI services, recruit channel partners and second-level resellers, expand overseas customer coverage, and build reusable delivery capabilities. The filing provides no quantified financial results, and it explicitly warns that outcomes may differ materially and that there is no assurance the plans will succeed or be profitable.

• · Filing is a Form 6-K (Foreign Issuer Report) under the Securities Exchange Act of 1934, with SEC file number 001-42776 and Jakarta, Indonesia headquarters
• · Stated risks include suspension, early termination, expiry or non-renewal of the Agreements with Tencent Cloud
• · Additional risks cited include AI output reliability, intellectual property, cybersecurity, privacy, cross-border data requirements, export controls and sanctions

19-10-2026

reAlpha Tech Corp. filed Amendment No. 2 to its August 2026 Form 8-K, which reported the completed acquisition of InstaMortgage Inc. on August 19, 2026. This amendment solely corrects an audit report basis paragraph and files an updated FM Financial consent, and attaches InstaMortgage's audited financial statements (FY2025, the August 2024 to December 2025 period, and FY ended July 31, 2024). InstaMortgage reported $7.26M in revenue and $91,470 in net income for 2025, with a modest pre-tax profit of $49,549 and a heavy reliance on a $9.79M warehouse line of credit.

• · Amendment No. 2 corrects the 'Basis for Opinion' paragraph of FM Financial's audit report by removing a reference to Government Auditing Standards; the audit opinion and financial statements are unchanged.
• · FM Financial's audit reports are dated October 22, 2024 (FY ended July 31, 2024), March 2, 2026 (as reissued, FY2025), and March 2, 2026 (period August 1, 2024 to December 31, 2025).
• · Operating cash flow was negative $8.35M in 2025, driven by a $8.23M increase in loans held for sale, while financing inflows of $8.71M, mainly from warehouse credit, funded the gap.
• · InstaMortgage's 2025 net income of $91,470 was boosted by $41,921 of other income and a $268,752 fair value equity adjustment, meaning core operating profit was thin.
• · Branch expenses ($745,450) and software/subscriptions ($235,352) were notable operating cost items alongside payroll.

19-10-2026

Director Ngan Edith Manling was awarded 9,271 Restricted Share Units.

• · Director Ngan Edith Manling was awarded 9,271 Restricted Share Units

19-10-2026

BBVA disclosed, via a 6-K filed October 19, 2026, that J.P. Morgan SE as manager has executed transactions in BBVA shares under the second tranche of its share buyback program between October 14 and October 16, 2026. The cash amount spent to date on the second tranche is €79,043,373.31, approximately 7.90% of the tranche's maximum cash amount. The filing is a routine update that references prior inside-information notices dated July 30, 2026 and October 13, 2026.

• · Transactions were executed between October 14 and October 16, 2026 (inclusive)
• · The filing is made under article 5 of EU Regulation 596/2014 (Market Abuse Regulation)
• · Earlier related inside-information notices were filed with the CNMV on July 30, 2026 (registration 3316) and October 13, 2026 (registration 3362)

19-10-2026

Generali Investments, Management Co LLC (CIK 0002043136, Ljubljana, Slovenia) filed a Form 13F-HR for the quarter ended September 30, 2026, reporting 168 holdings with an aggregate reported market value of approximately $516.7 billion (516,734,054 in thousands). The filing is a routine quarterly disclosure of long equity positions held with sole investment discretion; it does not by itself reveal quarter-over-quarter changes, as prior-period comparison data is not included in the filing text provided.

• · Largest reported positions by value include Microsoft (6,640,800 shares), Apple (8,814,200 shares), Alphabet (11,059,800 shares), Amazon (12,707,900 shares), and NVIDIA (19,463,300 shares); the 13F share counts for NVIDIA and Amazon are among the largest in the filing
• · Filing reports 168 positions, all held with sole investment discretion (SOLE), with no shared or other-manager discretion reported in the information table
• · Filing period of report is September 30, 2026 and was filed October 19, 2026, within the standard 45-day post-quarter deadline for 13F-HR filings

19-10-2026

Lisata Therapeutics' DEF 14A proxy statement, dated October 19, 2026, covers board governance rather than financial performance. It includes the Audit Committee report (recommending that the audited FY2025 financial statements be included in the 2025 Form 10-K, with Grant Thornton LLP as independent auditor), the composition and responsibilities of the Compensation, Nominating and Governance, and Science and Technology committees, the use of Radford/AON as independent compensation consultant, director qualification and diversity considerations, nomination procedures, and stockholder communication channels. No revenue, earnings, or other quantitative financial results are disclosed in the excerpt.

• · Grant Thornton LLP is the independent registered public accounting firm for the fiscal year ended December 31, 2025, and the Audit Committee confirmed its independence.
• · Radford/AON has advised the Compensation Committee since March 2015 and was assessed as independent under SEC and Nasdaq rules.
• · Board nominees require majority approval of the full Board, including a majority of independent directors.
• · The Board has no formal diversity policy; it cites medicine, private equity, and pharmaceutical/healthcare management backgrounds among directors.
• · Stockholders may write to the Board via the Assistant Corporate Secretary at P.O. Box 173, Liberty Corner, NJ 07938, with communications distributed to all Board members.

19-10-2026

Synaptics Incorporated filed definitive additional materials (DEFA14A) on October 19, 2026, containing the cover page of its definitive proxy statement, first mailed to stockholders on or about that date, in connection with the pending acquisition of Synaptics by ON Semiconductor Corporation. The filing itself is procedural and contains no quantitative financial results, deal terms, or consideration figures in the excerpt provided.

• · Filed under Schedule 14A as Definitive Additional Materials; no filing fee required
• · Filed by the Registrant (Synaptics), not by a third party
• · The attached cover page of the definitive proxy statement was first mailed to stockholders on or about October 19, 2026
• · The proxy relates to the pending acquisition of Synaptics by ON Semiconductor Corporation

19-10-2026

Sunshine Silver Mining & Refining Company furnished a press release (Exhibit 99.1) under Regulation FD announcing progress on operational readiness, including underground development, major infrastructure upgrades, and site preparation. The 8-K filing itself contains no quantitative financial results, guidance, or monetary amounts, so the operational milestones are described only qualitatively in the filing body.

• · Filing is an 8-K under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits), with the press release furnished as Exhibit 99.1 and not deemed filed under Section 18 of the Exchange Act.
• · Company is an emerging growth company, headquartered in Kellogg, Idaho, with common stock (SSMR) listed on the New York Stock Exchange.
• · The filing does not disclose specific capital expenditure amounts, production timelines, or financial metrics; these would be found in Exhibit 99.1.

19-10-2026

Americas Gold and Silver Corporation (USAS) filed a Form 6-K for October 2026 furnishing a news release (Exhibit 99.1) dated October 19, 2026 to the SEC. The filing is a procedural cover document signed by Chief Legal Officer and Senior Vice President Corporate Affairs Peter McRae; the substantive content resides in the referenced exhibit, which is not included in the provided text.

• · Form 40-F filer (Multijurisdictional Disclosure System), Commission File Number 001-37982
• · Principal executive offices at 145 King Street West, Suite 2870, Toronto, Ontario, Canada
• · Furnishes News Release dated October 19, 2026 as Exhibit 99.1; the release content is not included in the provided filing text

19-10-2026

Barnwell Industries posted a Questions & Answers document on its investor relations website on October 13, 2026, providing supplemental information about the previously announced proposed sale of its Canadian oil and natural gas business. The Q&A was furnished under Item 7.01 (Regulation FD) as Exhibit 99.1, and the company stated the information is not deemed filed under Section 18 of the Exchange Act. The filing itself contains no quantitative financial results, deal price, or performance metrics.

• · The proposed Canadian oil and natural gas business sale was first disclosed in a Form 8-K filed October 6, 2026, with an accompanying press release
• · The Q&A document is hosted at https://ir.brninc.com and furnished as Exhibit 99.1 dated October 13, 2026
• · The filing includes an Inline XBRL cover page (Exhibit 104), and the company's common stock trades on NYSE American under symbol BRN

19-10-2026

Fifth Third Bancorp reported Q3 2026 net income available to common shareholders of $828 million, or $0.90 diluted EPS, up 9% sequentially and 36% year-over-year in dollar terms but down 1% year-over-year on a per-share basis (versus $0.91). Adjusted EPS was $1.13 after excluding $0.23 of merger-related charges, interchange litigation matters and technology-related impairments. Results were mixed: net interest income rose 3% sequentially and 49% year-over-year (driven largely by the Comerica acquisition), while noninterest income fell 5% sequentially and noninterest expense fell 3% sequentially but rose 62% year-over-year.

• · Adjusted EPS of $1.13 excludes $0.23 of after-tax items: merger-related charges ($171M), interchange litigation matters ($26M) and technology-related asset impairments ($14M)
• · Capital markets fees declined 5% sequentially as late-quarter market volatility slowed M&A advisory and loan syndication activity
• · Mortgage banking net revenue fell 19% year-over-year, a declining line item not highlighted in the headline commentary
• · Solar energy installation loans declined 3% both sequentially and year-over-year, reflecting expected runoff
• · Accumulated other comprehensive loss widened to $(4,919)M from $(3,286)M sequentially
• · Book value per share fell to $34.31 from $35.63 sequentially, and tangible book value per share declined to $22.01 from $23.22
• · CET1 capital ratio declined to 10.02% from 10.57% a year earlier, and 9.93% in Q2 2026
• · Net interest margin compressed 2 bps sequentially to 3.34%, while cost of interest-bearing liabilities rose 6 bps to 2.50%
• · Dividends on preferred stock were $38M, down 7% sequentially, and the efficiency ratio of 62.4% remains well above the 54.9% of a year earlier

19-10-2026

VinFast Auto Ltd. furnished a Form 6-K on October 19, 2026 announcing unaudited financial results for the second quarter ended June 30, 2026, with the detailed figures contained in Exhibit 99.1. The filing itself contains no specific revenue, loss, or volume figures, so the financial performance cannot be assessed from this document alone, and the filing is also incorporated by reference into several existing S-8 and F-3 registration statements.

• · Exhibit 99.1 contains the unaudited Q2 2026 results (quarter ended June 30, 2026) and is incorporated by reference into Form S-8 (File No. 333-278251) and Form F-3 (File Nos. 333-275133 and 333-291445)
• · Filing was signed by Nguyen Thi Lan Anh, Director and Chief Financial Officer, and dated October 19, 2026