Global High-Priority Regulatory Events — September 21, 2026

21-09-2026

21-09-2026

Himadri Speciality Chemical Ltd (HSCL) has approved a Scheme of Arrangement to demerge the Tyre Business of Dalmia Bharat Refractories Limited (DBRL) into HSCL, with the demerged undertaking's turnover at INR 149.31 crore (3.39% of HSCL's total turnover). The transaction involves no cash consideration; instead, HSCL will issue new shares to eligible DBRL shareholders, subject to regulatory approvals. The demerger is expected to create synergies in the tyre value chain, but the shareholding pattern will change slightly, and the scheme is subject to approvals from stock exchanges, SEBI, NCLT, and shareholders.

• · Appointed Date for the scheme is 1 October 2026
• · No cash consideration is involved in the scheme
• · Resulting Company New Shares will be listed on BSE and NSE
• · Shareholding pattern of Demerged Company (DBRL) will not change
• · Fractional shares will be consolidated and issued to a trustee nominated by the Board
• · Fairness opinion dated 20 September 2026 issued by Jajodia Equity Advisors Services Limited
• · Valuation report dated 20 September 2026 issued by SSPA & Co

21-09-2026

Samvardhana Motherson International Limited (SAMIL) announced that its wholly owned subsidiary, Samvardhana Motherson Adsys Tech Limited (SMAST), will acquire a 50.1% equity stake in Rotary Connectors Private Limited (RCPL) for an enterprise value of INR 5,004 Million. RCPL, which manufactures military-grade circular connectors for the Aerospace and Defence sector, reported a turnover of INR 1,235 Million for FY 2026, up from INR 1,028 Million in FY 2025 and INR 752 Million in FY 2024, showing strong growth. The acquisition is expected to close by Q4 FY 2026-27 and will make RCPL an indirect subsidiary of SAMIL, with the promoters retaining a 49.9% stake.

• · The acquisition is a cash consideration deal with no governmental or regulatory approvals required.
• · Equity value will be determined as enterprise value plus net cash as on locked box date of March 31, 2026, with adjustments for leakage or cash withdrawal.
• · SMAST will have the right to appoint a majority of directors on RCPL's board.
• · RCPL was incorporated on December 8, 2005.

21-09-2026

Baron Infotech Ltd has informed the stock exchange that the 2nd meeting of its Monitoring Committee, formed under the Corporate Insolvency Resolution Process (CIRP), is scheduled for September 22, 2026, to consider operational and statutory matters related to the implementation of the Resolution Plan. The company is under the supervision of Resolution Professional CS Dr Ahalada Rao Vummenthala.

• · The meeting is scheduled for September 22, 2026 at 11:30 am.
• · The Resolution Professional's IBBI registration number is IBBI/IPA-002/IP-N00074/2017-2018/10172.
• · The company's BSE scrip code is 532336.
• · The filing is made under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

21-09-2026

Thyrocare Technologies' Board approved the sale of its entire 100% stake in wholly owned subsidiary Nueclear Healthcare Limited (NHL) to Trovera Healthcare Private Limited for a total consideration of ₹141.40 Crore, comprising a cash component of ₹59.50 Crore and 42,500 CCPS of Trovera valued at ₹81.90 Crore. The transaction, which also includes the purchase of NHL's Gurugram and Hyderabad properties for ₹20.59 Crore, is subject to shareholder approval and is expected to complete by November 30, 2026. While the divestment allows Thyrocare to focus on its core pathology business, NHL's financial contribution is modest, with FY26 turnover of ₹44.62 Crore (5.38% of consolidated turnover) and a PAT margin of 10.9%.

• · NHL is a material wholly owned subsidiary; after sale, Thyrocare will cease control over NHL.
• · The transaction is a slump sale and not an amalgamation/merger.
• · Trovera was incorporated on June 16, 2026 and has no audited financials for the preceding three years.
• · The CCPS have a face value of ₹10 each and are issued at a premium of ₹14,000 per CCPS.
• · The acquisition of CCPS is conditional upon completion of the NHL sale, which requires shareholder approval via special resolution.
• · The purchase of NHL's properties is exclusive of stamp duty and registration charges.
• · The Board meeting commenced at 2:15 PM on September 21, 2026.
• · The transaction is not a related party transaction; Trovera is not a promoter group company.
• · Expected completion date is on or before November 30, 2026, subject to conditions precedent.

21-09-2026

Value Industries Ltd, under a consolidated corporate insolvency resolution process (CIRP) with 12 other Videocon group companies, has announced a pre-facto intimation of the 65th meeting of the Committee of Creditors (CoC) scheduled for September 23, 2026. The meeting is being held under the Insolvency and Bankruptcy Code, with the company under NCLT-ordered CIRP since September 5, 2018. This is a routine procedural disclosure with no new financial or operational details, and no positive or negative performance metrics are provided.

• · NCLT order initiating CIRP dated September 5, 2018, with subsequent orders on August 8, 2019, and September 25, 2019.
• · Resolution Professional registration number: IBBI/IPA-003/IP-N000103/2017-2018/11158.
• · AFA (Authorisation for Access) number: AA3/11158/02/311226/301350, valid until December 31, 2026.
• · Company CIN: L99999MH1988PLC046445.
• · Correspondence email for responses: [email protected].

21-09-2026

Purple Style Labs Ltd's board approved a USD 7 million investment in its wholly owned US subsidiary, Purple Style Labs USA Inc., via the acquisition of 7 million Class B Common Stock. The investment will be primarily funded from IPO proceeds (INR 530 million) and used for the subsidiary's general corporate purposes. The subsidiary, which operates a Pernia's Pop-Up Studio retail experience in New York City, reported a turnover of INR 11.58 million (USD 11.58 million) for its first partial year of operations (April 2025–March 2026).

• · PSL USA was incorporated on April 16, 2025, as a Delaware Corporation.
• · PSL USA's share capital comprises 10,000,000 Class A Common Stock ($0.00001 par value each) and 2,000,000 Class B Common Stock ($1 par value each).
• · The investment requires approval from an authorized dealer bank under Foreign Exchange Management (Overseas Investment) Rules, 2022, with completion expected within 30 days of receiving that approval.
• · The transaction is considered a related party transaction (PSL USA is a wholly owned subsidiary) but is stated to be at arm's length and in line with IPO objects.
• · Promoter Abhishek Agarwal serves as President, Secretary and Treasurer of PSL USA.

21-09-2026

Videocon Industries Ltd, under a consolidated corporate insolvency resolution process (CIRP) for 13 group companies, has pre-facto intimated the upcoming 65th meeting of the Committee of Creditors (CoC) scheduled for September 23, 2026. The meeting is being held under the Insolvency and Bankruptcy Code regulations. No financial figures or resolution progress details were disclosed in this intimation.

• · The 65th CoC meeting is scheduled for September 23, 2026.
• · CIRP initiated by NCLT order dated June 6, 2018, read with orders dated August 8, 2019, and September 25, 2019.
• · Resolution Professional's AFA number is valid until December 31, 2026.
• · Correspondence email for responses: [email protected]

21-09-2026

The Board of Directors of Rajeswari Infrastructure Limited, at its meeting on September 21, 2026, approved several resolutions to implement a Resolution Plan approved by the Hon'ble NCLT on January 13, 2026. Key actions include fixing a record date, suspending trading of existing equity shares, extinguishing promoter shares, and allotting new equity shares. The filing contains no financial results or performance data, only procedural steps related to the corporate insolvency resolution process.

• · The Board meeting commenced at 4:00 PM and concluded at 4:40 PM on 21.09.2026.
• · The company's ISIN (INE016C01014) for existing equity shares will be suspended.
• · The extinguishment of existing equity shares of Promoters and promoter group was noted.
• · The reconstitution of share capital held by public shareholders was noted.
• · The action plan for allotment of new equity shares in place of existing shares was noted.

21-09-2026

StoneBridge Acquisition II Corp. filed an 8-K on September 21, 2026, disclosing the availability of its PFIC Annual Information Statement for the taxable year ended December 31, 2025, to assist shareholders with QEF elections. The company explicitly disclaims any representation regarding its PFIC status, and the filing contains no financial results or operational updates.

• · Filing date: September 21, 2026
• · Taxable year covered: ended December 31, 2025
• · Exhibit 99.1 contains the PFIC Annual Statement
• · Company is an emerging growth company
• · Securities listed on Nasdaq: Units (APACU), Class A Ordinary Shares (APAC), Rights (APACR)

21-09-2026

Shekhawati Industries Ltd's Board approved subscribing as a partner in the proposed Shekhawati New Energy LLP, with an investment of up to 69% stake. The investment is in the mega solar/green energy sector, is a related party transaction (at arm's length), and will be for cash consideration. The move aims to create operational synergy and expertise in renewable energy.

• · The investment is a related party transaction as directors are common in the entities.
• · The investment is for cash consideration.
• · The target entity, Shekhawati New Energy LLP, is a proposed professional renewable energy company focusing on solar and green energy solutions.
• · No governmental or regulatory approvals are required for the investment.
• · The indicative time period for completion is post incorporation of the LLP.

21-09-2026

Lippi Systems Ltd. announced the resignation of its Chief Financial Officer, Mr. Gopalkrishna D. Sharma, and Company Secretary & Compliance Officer, Mr. Darshan Bipinchandra Shah, effective September 21, 2026. The resignations are a direct result of the completion of an Open Offer and the consequent change in control and management of the company, intended to facilitate a smooth transition to the new management. The company will appoint replacements in due course.

• · The resignations are effective from the close of business hours on September 21, 2026.
• · Both resignations were tendered pursuant to the completion of an Open Offer and consequent change in control and management.
• · The company will take necessary steps to appoint suitable replacements and make requisite disclosures.

21-09-2026

Share India Securities Limited's Board, at a meeting on September 21, 2026, approved a preferential issue of convertible warrants to raise up to ₹200 Crore, and approved the incorporation of a new wholly-owned subsidiary focused on wealth management, with an investment of up to ₹120 Crore in cash. The detailed terms, including investor names and allotment pricing, will be determined by the Finance Committee in due course. No specific regulatory approvals are required beyond standard ROC filings.

• · Board meeting commenced at 04:00 p.m. and concluded at 04:53 p.m. on September 21, 2026.
• · The proposed subsidiary will be incorporated in India under a name to be approved by the Registrar of Companies.
• · The subsidiary will be a wholly-owned subsidiary, with Share India Securities as the holding company.
• · The subsidiary will focus on wealth management and allied financial services.
• · Investment in the subsidiary will be made in cash, in one or more tranches.
• · The percentage of shareholding and number of shares allotted will be determined by the Finance Committee in due course.
• · No specific regulatory approvals are required for incorporation other than standard ROC filings; necessary registrations will be obtained before commencing regulated activities.

21-09-2026

SKIL Infrastructure Ltd, currently under CIRP, has adjourned its 11th Committee of Creditors meeting to September 23, 2026, for further deliberation on agenda items. The company remains under insolvency proceedings following the NCLT Mumbai order dated February 1, 2024, with no resolution or liquidation decision announced yet.

• · Company is under CIRP per NCLT Mumbai order dated February 1, 2024.
• · Resolution Professional is Purusottam Behera, IBBI Registration No. IBBI/IPA-002/IP-N00940/2019-20/12993.
• · Meeting adjourned from September 21, 2026 to September 23, 2026 at 11:00 AM via video conferencing.
• · No resolution plan or liquidation decision has been disclosed in this filing.

21-09-2026

Zodiac Energy Limited has completed the acquisition of a 63.5% majority equity stake in Zenwatt Clean Energy Private Limited, making it a subsidiary effective September 21, 2026. The acquisition, approved by the Board in February 2026, involves a cash consideration of ₹1,14,30,000 for 6,35,000 equity shares at ₹18 per share. Zenwatt, incorporated in July 2023, is engaged in Battery Energy Storage Systems (BESS) and reported a turnover of only ₹5,13,000 for FY 2025-26, with nil turnover in the prior two years, indicating it is a very early-stage entity.

• · The acquisition is a related party transaction as the Promoter and members of the Promoter Group have an interest in Zenwatt Clean Energy Private Limited, but it is stated to be at arm's length.
• · Zenwatt Clean Energy Private Limited was incorporated on July 7, 2023, and had nil turnover in FY 2023-24 and FY 2024-25, with only ₹5,13,000 turnover in FY 2025-26.
• · The acquisition was approved by the Board on February 9, 2026, and has now been completed.

21-09-2026

Ather Energy Limited has incorporated a wholly owned subsidiary, Ather Energy Hong Kong Limited, in Hong Kong on September 21, 2026, to support critical procurement functions and enhance supply chain resilience in the Asia-Pacific region. The subsidiary is 100% controlled by Ather Energy, with 16,50,000 ordinary shares subscribed at HKD 1 per share for cash consideration. No governmental or regulatory approvals were required for the incorporation.

• · The subsidiary is incorporated in Hong Kong, a jurisdiction outside India, indicating international expansion of procurement operations.
• · The incorporation is a cash consideration transaction, with no share swap or governmental/regulatory approvals required.
• · The subsidiary is wholly owned, giving Ather Energy 100% control, which may enhance operational flexibility in the APAC region.

21-09-2026

VXL Instruments Ltd., currently under implementation of a Resolution Plan, has informed BSE about the second Monitoring Committee meeting held on September 19, 2026, via audio-visual means. The meeting lasted one hour, from 11:30 AM to 12:30 PM, and was chaired by Jayanti Lal Jain. No financial figures, operational updates, or specific outcomes of the meeting were disclosed in the filing.

• · The meeting was the second Monitoring Committee meeting held during the resolution plan implementation.
• · The meeting was conducted virtually via audio-visual mode.
• · The company is under the implementation phase of a Resolution Plan, indicating ongoing insolvency proceedings.
• · The filing is a post-facto intimation, meaning the meeting had already occurred before the disclosure.

21-09-2026

Shirpur Gold Refinery Ltd, which is under the Corporate Insolvency Resolution Process (CIRP), has informed the exchanges that the 31st meeting of the Committee of Creditors (CoC) will be held on September 23, 2026, via video conferencing. The company remains under insolvency proceedings, with no financial results or turnaround disclosed in this intimation.

• · The company is under Corporate Insolvency Resolution Process (CIRP).
• · The 31st Committee of Creditors meeting is scheduled for September 23, 2026, at 3:00 PM IST.
• · The meeting will be conducted via video conferencing.
• · The Resolution Professional is Ashish Vyas, registered with IBBI.

21-09-2026

Dixon Technologies (India) Limited has incorporated a new subsidiary, Adivistar Electronics India Private Limited, and subscribed to 25,50,000 equity shares at par for a total cash consideration of ₹2,55,00,000 (₹2.55 Crore). The subsidiary, incorporated on 13th August 2026, will operate as an original equipment manufacturer (OEM) of electronic devices, including smartphones. This acquisition is a related-party transaction as Adivistar is a wholly-owned subsidiary of Dixon, but no promoter/group companies have any other interest in the entity.

• · Adivistar was incorporated on 13th August 2026 and has not yet commenced business; turnover is nil.
• · The acquisition is a related-party transaction as Adivistar is a subsidiary of Dixon; no promoter/group companies have any interest in the entity.
• · All requisite governmental/regulatory approvals for the acquisition have been obtained.
• · The subsidiary will focus on OEM manufacturing of electronic devices, including smartphones, in India.

21-09-2026

Race Eco Chain Limited has received observation letters with 'no adverse observations' from BSE and NSE regarding its draft composite scheme of arrangement to demerge its Biomass Division into Geoeco Green Energy Limited (Resultant Company No. 1) and its Restore Bag Division into Race Gateway Limited (Resultant Company No. 2). The stock exchanges have conveyed their 'no objection' to the scheme, subject to compliance with various conditions including shareholder approvals, NCLT filing, and listing requirements. The scheme remains subject to applicable regulatory approvals, and the observation letter is valid for six months from September 21, 2026.

• · The observation letters were issued by BSE and NSE on September 21, 2026.
• · SEBI provided comments on the draft scheme via letter dated July 30, 2026, including compliance with Regulation 11 of SEBI LODR, disclosure of ongoing adjudication/recovery proceedings, and ensuring financials in the scheme are not more than 6 months old.
• · The scheme involves two demerged undertakings: Demerged Undertaking No. 1 (Biomass Division) to Geoeco Green Energy Limited, and Demerged Undertaking No. 2 (Restore Bag Division) to Race Gateway Limited.
• · The resultant companies (Geoeco and Gateway) must complete listing and commence trading within 60 days of receipt of the NCLT order.
• · The observation letter is valid for six months from September 21, 2026, within which the scheme must be submitted to NCLT.
• · The company must disclose the no-objection letter on its website within 24 hours of receipt.
• · The scheme is subject to compliance with all applicable provisions of the Companies Act, 2013, including obtaining creditor consent.

21-09-2026

Viking Acquisition Corp. II, a blank-check company, entered into a $544,080 promissory note with its sponsor, Viking Acquisition Sponsor II, LLC, on September 18, 2026. The non-interest-bearing note is due upon the earlier of the consummation of an initial business combination or the winding up of the company, and is convertible into units of the post-combination entity at $10.00 per unit. This note restates and increases a prior $514,080 note by an additional $30,000 advance, and the sponsor waives any claim against the trust account established in the IPO.

• · The note is non-interest bearing and matures upon the earlier of the initial business combination or winding up.
• · The sponsor waives any claim against the trust account established in connection with the IPO.
• · The note is convertible into units of the post-business combination entity at $10.00 per unit, with terms identical to private placement units issued in the IPO.
• · The note restates and replaces a prior note dated August 19, 2026, with an additional $30,000 advance.

21-09-2026

K&F Growth Acquisition Corp. II (KFIIU) entered into a promissory note agreement on September 18, 2026, allowing the company to borrow up to $300,000 from an unnamed payee to fund working capital needs prior to its proposed initial business combination. The note is non-interest bearing, matures upon the earlier of the business combination or liquidation, and includes a conversion feature allowing the payee to convert up to $300,000 of unpaid principal into units identical to those issued in a private placement at the IPO. The note also contains a trust waiver, preventing the payee from seeking recourse against the trust account established from the IPO proceeds.

• · The note is dated September 18, 2026, and was filed on September 21, 2026.
• · The payee is not named in the filing (placeholder [ ]).
• · Drawdowns can be requested at the Maker's discretion, with funding required within five business days.
• · The note is governed by Delaware law.
• · Conversion units consist of one Class A ordinary share and one right to receive 1/15 of one Class A ordinary share.
• · Holders are entitled to one demand registration and piggyback registration rights under the existing Registration Rights Agreement dated February 4, 2025.
• · The trust waiver explicitly waives any claims against the trust account established from the IPO proceeds.

21-09-2026

Themes ETF Trust filed a Form 25-NSE with the SEC on September 21, 2026, to delist two ETFs—Themes US Cash Flow Champions ETF and Themes US Small Cap Cash Flow Champions ETF—from Nasdaq. The delisting is pursuant to Rule 17 CFR 240.12d2-2(a)(2), which typically applies when the issuer has voluntarily withdrawn the securities from listing. No financial figures or performance metrics were disclosed in the filing.

• · Delisting effective date: September 21, 2026
• · SEC file number: 333-271700
• · Regulatory basis: 17 CFR 240.12d2-2(a)(2) (voluntary withdrawal of securities from listing)

21-09-2026

Integrated Wellness Acquisition Corp (WELUF) filed an 8-K on September 21, 2026, amending its Articles of Association to extend the deadline for completing a business combination to March 16, 2027 (or an earlier date set by the board). The amendments also clarify restrictions on issuing additional shares prior to a business combination and detail the automatic redemption process if no deal is completed by the Termination Date. This is a routine SPAC charter amendment, not a merger or acquisition event.

• · The Termination Date for the business combination is March 16, 2027, or an earlier date determined by the board of directors.
• · If no business combination is consummated by the Termination Date, an Automatic Redemption Event triggers: the company must cease operations, redeem Public Shares within 10 business days at the Per-Share Redemption Price, and then liquidate and dissolve.
• · Before a business combination, the company may not issue additional shares that would entitle holders to receive funds from the Trust Account or vote as a class with Public Shares on a business combination or on amendments to extend the deadline.

21-09-2026

Calisa Acquisition Corp entered into a Prepaid Forward Purchase Agreement (FPA) with Goodvision AI Inc. and Harraden Circle Investments, LLC to potentially retain up to 3,000,000 ordinary shares from redeeming public shareholders at the redemption price (~$10.31 per share as of Aug 31, 2026), supporting the pending Business Combination with Goodvision. The FPA allows the Purchaser to buy shares from redeeming holders, with the Company paying the Prepayment Amount from trust proceeds at closing. The Purchaser will not vote the shares at the shareholder meeting, and any unsold shares revert to the Company after 12 months.

• · The FPA is intended to maximize funds retained by the Company after the Business Combination.
• · The Purchaser will not vote Forward Purchase Shares at the shareholder meeting.
• · The Prepayment Amount equals number of Forward Purchase Shares multiplied by Redemption Price, paid from trust account proceeds.
• · The Maturity Date is 12 months after closing; unsold shares return to the Company.
• · The Purchaser may terminate early by paying the Reset Price (initially Redemption Price, adjustable downward).
• · The Business Combination Agreement was dated March 6, 2026, and the Registration Statement on Form S-4 (File No. 333-296926) was declared effective September 11, 2026.

21-09-2026

Quartzsea Acquisition Corp deposited $175,000 into its trust account on September 19, 2026, to extend the deadline for its initial business combination by one month, from September 19, 2026 to October 19, 2026. The extension is permitted under amendments approved by shareholders on June 23, 2026, allowing month-to-month extensions through October 19, 2026. This is a routine procedural step for a SPAC that has not yet completed a merger, indicating ongoing efforts to find a target but also reflecting the time pressure of the approaching final deadline.

• · The extension is the first of up to one-month extensions permitted through October 19, 2026.
• · The deposit amount is the lesser of $175,000 or $0.033 per outstanding public share.
• · Shareholders approved the amendment allowing extensions on June 23, 2026.

21-09-2026

Linkhome Holdings Inc. (LHAI) received a Nasdaq notice on September 18, 2026, indicating that its common stock had maintained a closing bid price of at least $1.00 for 10 consecutive business days (September 3–17, 2026), thereby regaining compliance with the Minimum Bid Price Requirement under Nasdaq Listing Rule 5550(a)(2). The company had previously been notified on June 29, 2026, of non-compliance due to the bid price falling below $1.00 for 30 consecutive business days. This filing confirms the resolution of the delisting risk, though the company remains subject to ongoing Nasdaq listing standards.

• · The compliance period ran from September 3, 2026 through September 17, 2026.
• · The company's common stock trades on the Nasdaq Capital Market under the symbol LHAI.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.

21-09-2026

IB Acquisition Corp. (SPAC) and GNQ Insilico Inc. amended their Business Combination Agreement dated March 16, 2026, to restructure the Bridge Financing and PIPE Financing. The amendment redefines the Bridge Financing as up to $2,222,223 in debt from ATW Quantum Bio LLC, and the PIPE Investments as up to approximately $16,470,588 in senior secured convertible notes. It also introduces an Equity Purchase Facility allowing SPAC to sell up to $50 million of common shares post-closing, while removing the Minimum Cash Amount condition.

• · The amendment deletes the Minimum Cash Amount definition, removing a condition precedent for closing.
• · The Equity Purchase Facility is a new arrangement with SZOP Opportunities 1 LLC, giving SPAC the right (but not obligation) to sell up to $50 million of newly issued common shares post-closing.
• · The Initial Bridge Financing includes convertible notes from five parties totaling $450,000 (Island Capital $250k, Jensen $100k, Bailey $25k, Butler Trust $50k, Northlea $25k), plus warrants.
• · The Company may pay off the Island Capital Note prior to Closing with Bridge Financing proceeds.
• · The amendment excludes Private Placement Securities from transfer restrictions during the Founder Shares Lock-Up Period under the Sponsor Support Agreement.
• · The definition of 'Alternative Transaction' was expanded to include any business combination other than the Transactions for SPAC.

21-09-2026

Axos Financial, Inc. announced that its subsidiary, Axos Bank, completed the acquisition of approximately $1.9 billion in IRA deposits from Capital One on September 21, 2026. The transaction, originally agreed upon on April 22, 2026, involved the purchase of individual retirement accounts held in savings and certificate of deposit accounts, with Axos paying a negotiated premium for the deposits. This acquisition significantly expands Axos's deposit base, but no information on the cost of the premium or the impact on profitability was disclosed.

• · The acquisition was completed on September 21, 2026, the same date as the filing.
• · The Purchase and Assumption Agreement was originally signed on April 22, 2026.
• · Axos paid a negotiated premium for the deposits, but the premium amount was not disclosed.
• · The acquired deposits are specifically IRA deposits, which are typically sticky and lower-cost.

21-09-2026

Algorhythm Holdings, Inc. (NASDAQ: RIME) announced a leadership transition in connection with a transformational acquisition and strategic refocus. The company dismissed CEO Gary Atkinson after ~20 years of service, and he also resigned from the Board. The transaction, involving a high-growth, revenue-generating, EBITDA-positive energy business, will bring a new CEO and additional board members, with further details to be disclosed.

• · The acquisition target is a high-growth, revenue-generating, EBITDA-positive business in the energy space.
• · The leadership transition includes the appointment of a new CEO and additional board members.
• · The company's operating focus will significantly change as a result of the transaction.
• · Gary Atkinson remains a continuing shareholder and expressed support for the new leadership.
• · The company will provide additional information in the near future regarding the transaction and strategic direction.

21-09-2026

National CineMedia, Inc. (NCM) completed its acquisition of Captivate Holdings, LLC on September 18, 2026, for an enterprise value of $275.0 million, creating a combined premium video and digital out-of-home advertising platform with over 48,000 digital screens across 185 DMAs. The acquisition was funded via a new $275.0 million senior secured first lien term loan, cash on hand, and a new $25.0 million revolving credit facility (with $10 million drawn at closing). While the deal expands NCM's reach into office and residential video advertising, it also increases leverage and integration risks.

• · Transaction closed on September 18, 2026, following regulatory approval.
• · Crestline Direct Finance, L.P. acted as administrative agent and collateral agent under the credit facilities.
• · Combined platform includes all of the top 100 DMAs.
• · Captivate operates over 26,000 digital video screens across more than 11,000 office and residential buildings in North America.
• · NCM's cinema platform includes approximately 22,000 total theater and lobby screens in over 1,750 theaters.
• · NCM is the managing member and owner of 100% of National CineMedia, LLC (NCM LLC).

21-09-2026

Inflection Point Acquisition Corp. VII (formerly Columbus Circle Capital Corp II) is pursuing a business combination with Elroy Air, Inc., a drone logistics company. On September 21, 2026, the parties held an analyst day and released an investor presentation. The deal is subject to shareholder approval and regulatory filings, with no financial terms disclosed in this 8-K.

• · The Business Combination Agreement was entered into on June 26, 2026.
• · Inflection Point changed its name from Columbus Circle Capital Corp II on September 26, 2025.
• · Elroy Air's demand pipeline consists of non-binding letters of intent, MOUs, and uncommitted early delivery reservations.
• · Risks include reliance on a third-party manufacturing partner for the Chaparral drone and the need for FAA and DoD approvals.
• · A PIPE investment is associated with the Business Combination, but no amount is specified in this filing.

21-09-2026

Ocean Capital Acquisition Corp disclosed in an 8-K that on September 17, 2026, Poseidon Ocean Corporation transferred 3,813,333 ordinary shares of the Sponsor to Chi-Ping Cindy Lee, and four other individuals each transferred 5,000 Sponsor shares, totaling 3,833,333 shares (100% of Sponsor equity). Following the transfers, the Transferee owns 100% of the Sponsor, while the Sponsor's holdings in the Company and its obligations remain unchanged. The filing is a routine ownership transfer disclosure with no financial impact on the Company.

• · The Transferee now owns 100% of the Sponsor's issued and outstanding equity interests.
• · The Sponsor remains the record holder of the same number of Company securities as before the transfers.
• · The Sponsor's rights and obligations under IPO-related agreements are unchanged.
• · The transfers were made pursuant to separate share transfer instruments on September 17, 2026.
• · The Company is an emerging growth company and has elected not to use the extended transition period for new financial accounting standards.

21-09-2026

The New York Stock Exchange notified the SEC of its intent to remove from listing and registration the 1.349% Senior Notes due 2026 of Marsh & McLennan Companies, Inc. The entire class of these notes was redeemed or paid at maturity on September 21, 2026, and trading was suspended on the same date. The delisting will become effective at the opening of business on October 2, 2026.

• · The delisting is pursuant to 17 CFR 240.12d2-2(a)(2).
• · The notes were redeemed or paid at maturity on September 21, 2026.
• · Trading was suspended on September 21, 2026.
• · Delisting effective date: October 2, 2026.

21-09-2026

Yatra Online, Inc. filed Amendment No. 3 to its Schedule 14D-9 in response to an unsolicited partial tender offer by Magna Holdings Ltd. to purchase up to 20,000,000 ordinary shares (approximately 31% of outstanding shares) at $1.10 per share in cash. The amendment updates disclosures about the offeror's funding and directors, but the board continues to recommend against the offer, citing that it substantially undervalues the company and that the offeror has not provided financial statements or identified its investors, creating uncertainty about payment.

• · The offeror raised cash between April 2026 and August 2026 through the sale of its shares to investors, but has not identified those investors or disclosed the terms.
• · The offeror has not provided financial statements, stating they are not material to shareholders considering the offer.
• · The board believes the offer substantially undervalues the company and that discretionary conditions add uncertainty about whether tendering shareholders will receive payment.
• · The offeror's directors are Anita Mitesh Master, Tanuja Nair, and Bibi Nafichia Auckbaraullee; the company knows nothing about them beyond the offeror's disclosures.
• · The offeror is a newly formed entity with no operating history and no track record of completed transactions.

21-09-2026

Carlyle Credit Solutions, Inc. announced an issuer tender offer to repurchase up to 4,775,077 shares of its Class I common stock, representing approximately 5.0% of shares outstanding as of June 30, 2026. The purchase price will be the net asset value per share as of September 30, 2026 (or a later date if extended), payable via a non-interest-bearing promissory note. The offer expires on October 19, 2026, and shares are not traded in any market, providing a liquidity event for stockholders.

• · The tender offer is scheduled to expire at 11:59 p.m., Eastern Time, on October 19, 2026, unless extended.
• · Payment for accepted shares will be made via a non-interest-bearing, non-transferable, non-negotiable promissory note held by State Street Bank and Trust Company.
• · No officers, directors, or affiliates of the company intend to tender shares in the offer, to the company's knowledge.
• · The company may, in its sole discretion, borrow funds to finance the repurchase, with repayment expected from additional capital contributions by existing or new stockholders.
• · Shares are not traded in any market, so the offer provides a rare liquidity opportunity for stockholders.
• · The audited annual financial statements as of December 31, 2025 (filed March 17, 2026) are incorporated by reference.

21-09-2026

Sangamo Therapeutics completed the sale of its ST-920 gene therapy asset to PTC Therapeutics for $111M cash upfront plus up to $100M milestone payments, following a Chapter 11 filing on June 23, 2026. The company’s stock was delisted from Nasdaq effective September 27, 2026, and now trades on the OTC Pink Market under SGMOQ. The sale marks the end of Sangamo's operations as a going concern, with the bankruptcy process continuing.

• · Chapter 11 petition filed June 23, 2026 (Case No. 26-10989) in Delaware Bankruptcy Court.
• · Court approved sale order on September 2, 2026 (Docket No. 426).
• · Bid deadline was August 4, 2026; auction held August 10, 2026.
• · PTC was selected as successful bidder.
• · Stock delisted from Nasdaq effective September 27, 2026; current OTC symbol SGMOQ.
• · Warning to shareholders that common stock recovery may be zero.

21-09-2026

SkyBridge Opportunity Fund filed Amendment No. 1 to its Schedule TO on September 21, 2026, amending the issuer tender offer originally launched on July 30, 2026. The offer seeks to repurchase up to 5% of the company's outstanding shares of beneficial interest (par value $0.00001 per share). The amendment adds an amended and restated form of letter to shareholders dated September 21, 2026, as an exhibit.

• · The tender offer was first published, sent, or given to security holders on July 30, 2026.
• · The amendment adds an Amended and Restated Form of Letter to Shareholders dated September 21, 2026, as Exhibit G.
• · The filing is an issuer tender offer subject to Rule 13e-4, not a third-party or going-private transaction.
• · The CUSIP number for the class of securities is listed as N/A.