Global High-Priority Regulatory Events — October 05, 2026

05-10-2026

Firy Inc. (formerly Skillz Inc.) completed the sale of its entire 10.5% stake in Exit Games for $55 million in cash, a fully realized exit that returned approximately 1.1x its original $50 million investment made in July 2021. The company highlights that this return is about 22 times the average DPI of 2021-vintage U.S. venture funds, which have distributed only 0.05x of paid-in capital at the five-year mark. While the exit provides cash and optionality, the modest 1.1x return underscores the challenging venture environment of that vintage.

• · Transaction closed on Friday, October 2, 2026, with proceeds received in full.
• · Exit Games is based in Hamburg, Germany, and is the developer of Photon multiplayer networking technology.
• · Photon is used in global hits such as Stumble Guys.
• · The 2021-vintage average DPI of 0.05x is the lowest of any vintage after five years since 1997.
• · FIRY's 1.1x return is gross cash proceeds on a single investment, while the vintage DPI is net of fees and carry.
• · The sale was made back to Exit Games, not to a third party.

05-10-2026

Melar Acquisition Corp. I is seeking shareholder approval for its business combination with Everli Global Inc., valued at $180 million plus additional financing proceeds. The deal involves a merger structure where Everli shareholders will receive shares of New Melar common stock valued at $10.00 per share, with Class B shares carrying 30 votes per share (sunsetting after 12 years). While the transaction has secured $11.1 million in bridge financing and up to $10 million from Yorkville, the company faces a $5.635 million loan that matured on September 1, 2026 and is currently in extension negotiations, indicating potential liquidity pressure.

• · The meeting will be held on October 22, 2026 at 8:00 a.m. ET at Ellenoff Grossman & Schole LLP, 1345 Avenue of the Americas, 11th Floor, New York, NY 10105.
• · Melar will domesticate from a Cayman Islands exempted company to a Nevada corporation prior to the merger.
• · Class B common stock carries 30 votes per share, with super voting rights sunsetting 12 years after Closing.
• · 1,500,000 Escrow Shares will be held for 24 months post-Closing, subject to forfeiture upon certain events.
• · Yorkville notes bear interest at 8% per annum, increasing to 18% upon an event of default, with ~18-month maturity from first note issuance.
• · The $5.635 million loan from Everli S.p.A. matured on September 1, 2026 and is currently in extension negotiations, indicating a potential liquidity concern.

05-10-2026

Leslie's, Inc. and its subsidiary Leslie's Poolmart, Inc. filed for Chapter 11 bankruptcy on September 30, 2026, and on October 2, 2026, entered into a superpriority secured debtor-in-possession (DIP) term loan credit agreement for up to $90,000,000. The DIP facility is intended to fund working capital and administrative expenses during the Chapter 11 proceedings. The filing details the terms of the DIP loan, including covenants, milestones, and priority of liens, but does not disclose the company's financial performance or any period-over-period comparisons.

• · Petition Date for Chapter 11 filing: September 30, 2026.
• · Bankruptcy Court: United States Bankruptcy Court for the Southern District of Texas, Case No. 26-90795 (ARP).
• · DIP loan proceeds to be used for working capital, permitted administrative expenses, and other general corporate purposes during the Chapter 11 Cases.
• · The agreement includes milestones (Schedule 5.15) and a minimum liquidity covenant (Section 6.17).
• · The DIP facility is structured as a term loan with commitments from financial institutions, and Alter Domus (US) LLC serves as Administrative Agent and Collateral Agent.
• · The filing references an ABL DIP Credit Agreement with Bank of America and U.S. Bank as agents, indicating a separate asset-based lending facility.

05-10-2026

Reliance Communications Limited (RCOM) has informed the stock exchanges that the 77th meeting of its Committee of Creditors (CoC) is scheduled for October 5, 2026, as part of the ongoing corporate insolvency resolution process under the Insolvency and Bankruptcy Code, 2016. The company has been under the management of Resolution Professional Mr. Anish Niranjan Nanavaty since June 28, 2019, following an order by the NCLT Mumbai Bench.

• · The company has been under corporate insolvency resolution process since June 28, 2019.
• · The Resolution Professional is Mr. Anish Niranjan Nanavaty, appointed by the NCLT Mumbai Bench on June 21, 2019.
• · This is the 77th meeting of the Committee of Creditors.
• · The meeting is scheduled for October 5, 2026.

05-10-2026

Sandeep Jagdishprasad Agrawal and Anupriya Sandeep Agrawal, the promoters of Tusaldah Limited (formerly High Street Filatex Limited), have made a mandatory open offer to acquire up to 37,83,000 equity shares (26.00% of expanded capital) at ₹20 per share, pursuant to SEBI (SAST) Regulations. The offer follows a preferential issue of 58,56,570 equity shares and 40,00,000 warrants, which will increase the acquirers' stake to 45.03% of the emerging capital and 52.87% of the expanded capital. The offer price of ₹20 per share is at par with the preferential issue price, and the acquirers have committed not to alienate material assets for two years post-offer.

• · The open offer is a mandatory offer under Regulation 3(1) and 3(2) of SEBI (SAST) Regulations, 2011.
• · The Detailed Public Statement (DPS) was published on October 5, 2026.
• · The preferential issue includes 29,09,299 equity shares to the Acquirers as consideration for the acquisition of 5,98,000 equity shares of Tusaldah Ventures Private Limited.
• · The preferential issue also includes 29,47,271 equity shares to public category investors and 40,00,000 warrants (29,00,000 to Acquirer-1, 11,00,000 to Acquirer-2, and 23,50,000 to public investors).
• · The Board of Directors proposed to increase authorised share capital to Rs. 18,50,00,000 (Rs. 18.5 Crore) by creating additional Rs. 10,00,00,000 (Rs. 10 Crore).
• · The EGM for shareholder approval of the preferential issue is proposed to be held on October 27, 2026.
• · The Acquirers have no intention to alienate or encumber material assets of the Target Company for two years post-offer, except in ordinary course.
• · The Manager to the Offer, Navigant Corporate Advisors Limited, holds no equity shares in the Target Company and will not deal in its shares during the offer period.
• · The Target Company's ISIN is INE319M01011.
• · The Acquirers may consider reconstitution of the Board of Directors post-offer, but no firm decision has been made.

05-10-2026

Maithan Alloys Limited acquired 0.17% equity stake (2,527,000 shares) in HFCL Limited for a total cash consideration of ₹60.09 Crore on October 1, 2026. The acquisition was made through the stock exchange as part of Maithan's investment portfolio, with no intention to acquire control or management of HFCL. HFCL, a telecom infrastructure company, reported a turnover of ₹4,528 Crore and a PAT of ₹253 Crore for FY 2025-26, with a net worth of ₹4,727 Crore.

• · The acquisition event occurred on October 1, 2026 at 3:30 PM, and the company became aware of detailed particulars on October 5, 2026 at 10:52 AM.
• · The acquisition is not a related party transaction, and the promoter/promoter group has no interest in HFCL.
• · HFCL was incorporated on May 11, 1987, and operates primarily in India.
• · HFCL's turnover declined 6.9% from FY 2023-24 (₹4,075 Cr) to FY 2024-25 (₹3,795 Cr), before recovering 19.3% to ₹4,528 Cr in FY 2025-26.

05-10-2026

Spark I Acquisition Corp. disclosed that shareholders redeemed 609,668 Class A ordinary shares for approximately $7.1 million (about $11.68 per share) from its trust account following an extension vote. Approximately $19.0 million remains in the trust account, and the company now has 6,445,104 Class A ordinary shares outstanding. The extension moves the deadline for its initial business combination from September 29, 2026 to March 29, 2027.

• · The extension was approved at an extraordinary general meeting held on September 25, 2026.
• · The redemption price of $11.68 per share reflects the pro rata portion of the trust account including interest.
• · The company's Class A ordinary shares outstanding consist of 1,627,045 shares from the IPO and 4,000,000 shares converted from Class B shares held by the sponsor.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

05-10-2026

Quantum Space, LLC is merging with SPAC Inflection Point Acquisition Corp. VI via a business combination, with the combined entity to be named Quantum Space, Inc. The S-4 registration statement, filed October 2, 2026, details the transaction, including the issuance of up to 106,680,270 shares of Class A-1 common stock, 6,272,380 shares of Series A preferred stock, and warrants. The deal is subject to shareholder approval and regulatory effectiveness, with no financial performance data disclosed in this filing.

• · The Business Combination Agreement was approved by Inflection Point's board on June 7, 2026, and signed on June 8, 2026.
• · The transaction includes a domestication of Inflection Point from the Cayman Islands to Delaware, followed by a merger with Merger Sub.
• · Quantum Space will undergo a recapitalization, converting most equity into common units, with exceptions for Series B convertible preferred units and warrants issued to Pre-Funded PIPE Investors.
• · The combined company will operate under an Up-C structure, with Quantum Space OpCo as a subsidiary.
• · The registration statement is not yet effective, and securities may not be issued until SEC approval.

05-10-2026

Equity Bancshares Inc. filed an S-4 registration statement with the SEC on October 2, 2026, in connection with its merger with Lincoln Bancorp, a private company. The filing includes Lincoln's unaudited financial statements for the six months ended June 30, 2026, which show a net loss of $13.19 million (compared to a net loss of $1.207 million in the prior period), driven by a $15.69 million realized loss on the sale of available-for-sale debt securities. While net interest income improved 4.2% to $22.684 million, total noninterest income swung to a loss of $9.297 million from a gain of $5.920 million, and total assets declined 2.2% to $1.722 billion.

• · Lincoln Bancorp is a private company and does not file reports with the SEC.
• · The merger consideration consists of shares of Equity common stock.
• · Lincoln's net interest margin improved as interest expense declined 17.6% (H1 2026 vs H1 2025) while interest income fell only 7.4%.
• · Noninterest expense increased 10.6% to $30.824 million in H1 2026 from $27.866 million in H1 2025.
• · Total stockholders' equity remained nearly flat at $137.590 million (Jun 30, 2026) vs $137.814 million (Dec 31, 2025).
• · The company's accumulated other comprehensive loss improved to -$10.301 million from -$22.492 million due to gains on AFS securities and cash flow hedges.

05-10-2026

Tigerless Health, Inc. filed Form S-4 for a business combination with SPAC PVAC. The filing details a post-merger dual-class stock structure where Zikang Wu will hold all Class B common stock and 100% voting control, while public Class A common stock will have no voting rights. The filing warns that the trading price of PVAC Ordinary Shares post-combination may be substantially below the Trust Account per-share value, and that there is no maximum redemption threshold, allowing the deal to proceed even if a substantial majority of shareholders redeem.

• · No maximum redemption threshold exists, allowing the business combination to close even if a substantial majority of shareholders redeem.
• · Shareholders acting as a group holding more than 15% of Public Shares lose redemption rights for shares exceeding that threshold.
• · Redemption deadline is 5:00 p.m. ET on [•], 2026 (two business days before the Shareholder Meeting).
• · Obtaining physical stock certificates may take significantly longer than two weeks, potentially preventing shareholders from meeting the redemption deadline.
• · Pubco will be a 'controlled company' under Nasdaq rules and may opt out of independent director and committee requirements.
• · The filing warns that shares of most recent SPAC-business-combination companies have traded substantially below $10.00 per share.
• · Litigation risk is highlighted, including potential securities class actions related to the business combination.

05-10-2026

Jaykay Enterprises Limited (JKE) has acquired 2,00,000 additional preference shares of face value ₹100 each in its wholly owned subsidiary JK Digital & Advance Systems Private Limited for ₹2,00,00,000 (₹2 Crore) pursuant to a Rights Issue. The acquisition, completed on October 5, 2026, does not change JKE's 100% shareholding in JK Digital. JK Digital, incorporated in July 2023, reported a modest turnover of ₹47.49 Lakh for FY 2025-26, indicating early-stage operations.

• · JK Digital was incorporated on July 27, 2023, with CIN U26204DL2023PTC417784.
• · The acquisition is not a related party transaction as per Companies Act, 2013 and SEBI Listing Regulations.
• · The proceeds from the Rights Issue will be utilized as per the objects stated in the Letter of Offer, as amended by shareholder approval at the 79th Annual General Meeting.
• · No governmental or regulatory approvals were required for the acquisition.
• · Consideration was paid in cash.

05-10-2026

The GEO Group completed the sale of its Adelanto, California ICE Processing Center complex (three facilities totaling 2,644 beds) to the U.S. federal government for $950 million, expecting net proceeds of approximately $705 million after taxes and expenses. Concurrently, the Board increased the share repurchase authorization by $750 million to $1.25 billion, effective through December 31, 2029. The company will continue providing support services under its existing ICE contract through December 2034 and remains engaged in an active process for additional facility sales, though no definitive agreements are in place.

• · GEO expects to continue providing support services under its existing ICE contract for the sold facilities, with a full term through December 19, 2034 (current term ending December 19, 2029 plus a five-year option period).
• · The share repurchase authorization is effective through December 31, 2029 and may be extended, increased, decreased, suspended or terminated by the Board at any time.
• · GEO remains engaged in an active process for the sale of multiple other company-owned facilities to ICE, but there is no definitive agreement or precise timeline for any additional transactions.
• · GEO's worldwide operations include ownership and/or delivery of support services for 97 facilities totaling approximately 76,000 beds, with a workforce of up to approximately 20,000 employees.

05-10-2026

Indo National Limited (NIPPOBATRY) has acquired an additional 0.79% equity stake in Medcuore Medical Solutions Private Ltd (MMSPL) for Rs. 49,89,880, increasing its aggregate shareholding to 63.07%. The acquisition is a cash transaction, not a related-party deal, and is aimed at supporting MMSPL's business growth in air monitoring and purification. While MMSPL's turnover grew strongly in FY26, its FY25 turnover declined significantly from FY24, indicating volatile performance.

• · MMSPL was incorporated on 07/06/2020 and operates in India.
• · The acquisition is based on a valuation report dated August 21, 2026.
• · No governmental or regulatory approvals are required for the acquisition.
• · The indicative time period for completion of the acquisition is up to FY 2027-28.
• · MMSPL's turnover declined 25.7% from FY24 to FY25, but rebounded strongly in FY26.

05-10-2026

Dillard's Capital Trust I and Dillard's, Inc. filed a Form 25 with the SEC on October 5, 2026, to voluntarily withdraw the 7.50% Capital Securities (and related Guarantee) from listing and registration on the New York Stock Exchange. The delisting is a voluntary action by the issuer, citing compliance with exchange rules and SEC regulations. No financial figures or performance metrics were disclosed in this filing.

• · The delisting is voluntary under 17 CFR 240.12d2-2(c).
• · The filing covers two commission file numbers: 001-14377 (Dillard's Capital Trust I) and 001-06140 (Dillard's, Inc.).
• · The securities being delisted are the 7.50% Capital Securities and the associated Guarantee.

05-10-2026

Dillard's, Inc. has filed a Form 25 with the SEC to voluntarily withdraw its Class A Common Stock from listing and registration on the New York Stock Exchange. The voluntary delisting is effective as of October 5, 2026, and the company certifies compliance with applicable exchange and SEC rules. This filing marks the formal removal of the company's equity securities from public trading on a national exchange.

• · Commission File Number: 001-06140
• · Class of securities delisted: Class A Common Stock, $0.01 par value per share
• · Delisting is voluntary (pursuant to 17 CFR 240.12d2-2(c)) — issuer-initiated, not exchange-forced
• · Principal executive offices: 1600 Cantrell Road, Little Rock, Arkansas 72201; phone (501) 376-5200

05-10-2026

Harrow, Inc. closed its acquisition of TYRVAYA® (varenicline solution) nasal spray 0.03 mg from Viatris Inc., securing worldwide rights except Japan, where Viatris retains commercialization and will pay Harrow royalties. Harrow paid $30 million in cash at closing, with up to $70 million in contingent milestone payments tied to net sales, for potential total consideration of up to $100 million. The deal adds the first FDA-approved nasal spray for dry eye disease to Harrow's portfolio, complementing its existing VEVYE® product, and is expected to contribute more than $30 million in revenue in 2027.

• · TYRVAYA is approved in the U.S., China, and Taiwan, with marketing applications pending in additional markets.
• · TYRVAYA is fully stocked in wholesale distribution channels including McKesson, Cardinal, and Cencora, and can be shipped to retail pharmacies generally within 24 hours.
• · Harrow expects to onboard approximately 40 Viatris personnel during Q4 2026.
• · TYRVAYA has an established prescription base and physician awareness, with years of real-world clinical experience.
• · VEVYE and TYRVAYA will be supported by a single Ocular Surface commercial organization to leverage shared infrastructure.
• · TYRVAYA prescriptions can be sent via EMR software directly to PhilRx or to any retail pharmacy.

05-10-2026

Matador Resources Company closed the acquisition of Paloma Permian LLC from EnCap Investments for $1.255 billion in cash, adding over 156 net drilling locations and approximately 16,500 net undeveloped acres in the Delaware Basin. The acquired production has outperformed underwriting estimates by about 10% since June 1, 2026. However, the company expects to pay down its credit facility by $350-400 million in Q4 2026, indicating significant debt was used to fund the deal, and the Ridge Runner acquisition has not yet closed.

• · The acquisition adds 59 approved drilling permits on Paloma acreage.
• · Matador expects to commence drilling on up to 25 wells associated with Paloma acreage by year-end 2027.
• · The majority of the acquired 16,500 net acres is held by production.
• · Matador's net acreage position will increase by almost 20% from 203,000 net acres in October 2025 to approximately 240,000 net acres in Q4 2026.
• · The Ridge Runner acquisition is expected to close later in October 2026.
• · Matador plans to pay down its reserves-based lending credit facility by $350-400 million in Q4 2026, depending on commodity prices.
• · Matador owns 51% of the San Mateo Midstream system.

05-10-2026

Sangam (India) Limited has acquired a 0.97% equity stake in CGE II Hybrid Energy Private Limited, a renewable energy subsidiary of Continuum Green Energy Limited, for a total cash consideration of ₹4,76,01,010 (₹4.76 Crore). The acquisition is aimed at securing up to 5 MW of captive renewable power for the company's manufacturing units in Rajasthan. The target entity had no turnover in FY2024 and FY2025, but generated ₹65.569 Crore in FY2026, indicating a recent ramp-up in operations.

• · The target entity, CGE II Hybrid Energy Private Limited, was incorporated on December 2, 2021.
• · The acquisition does not fall under related party transactions; the promoter/promoter group has no interest in the target entity.
• · The transaction was completed on October 5, 2026, the same day as the board approval.
• · The target entity had nil turnover in FY2023-24 and FY2024-25, with a significant jump to ₹65.569 Crore in FY2025-26.
• · The captive power project qualifies under the applicable Electricity Act/Rules.

05-10-2026

IRB Infrastructure Developers Limited announced that Fitch Ratings has affirmed its Long-Term Issuer Default Rating and the rating on its US-dollar senior secured notes at 'BB+' with a Stable Outlook. The affirmation reflects no change in the company's credit profile.

• · The rating action is an affirmation, not an upgrade or downgrade.
• · The rating applies to both the Long-Term Issuer Default Rating and the US-dollar senior secured notes.
• · The Outlook is Stable, indicating no expected near-term change.

05-10-2026

Om Power Transmission Ltd has incorporated a wholly-owned subsidiary, OPTL Green Energy Private Limited, in India on October 5, 2026. The subsidiary will focus on renewable energy projects including solar, wind, hybrid, hydro, biomass, and energy storage. The company subscribed to 5,600 equity shares at ₹10 each, totaling ₹56,000, representing 56% of the subsidiary's equity share capital.

• · The subsidiary was incorporated under the Companies Act in India.
• · The subsidiary's business scope includes developing, owning, constructing, operating, maintaining, and implementing renewable energy projects.
• · No governmental or regulatory approvals were required for the incorporation.
• · Consideration for the shares is in cash.

05-10-2026

SIM Acquisition Corp. I (SIMAU) entered into a binding Letter of Intent on October 2, 2026, to acquire 100% of American Industrial Technologies, Inc. (AIT) in a business combination. Under the terms, SIM will issue approximately 50,000,000 shares of common stock to AIT equity holders, and AIT CEO John Chiorando will become CEO and Chairman of the combined company. The deal includes a $5,000,000 termination fee payable by AIT if it walks away, and the parties have extended exclusivity through December 31, 2026. The transaction is subject to due diligence, definitive documentation, and shareholder approvals.

• · The Binding LOI replaces and supersedes the non-binding LOI dated April 26, 2026.
• · AIT will merge with a newly formed, wholly-owned subsidiary of SIM and become the surviving company.
• · SIM will domesticate from the Cayman Islands to Nevada.
• · Closing conditions include completion of due diligence, execution of definitive documents, and approvals by shareholders and boards of both parties.
• · SIM can terminate and collect the $5,000,000 fee if due diligence is not completed to its satisfaction, if AIT fails to deliver audited/reviewed financials by November 15, 2026, or if definitive documents are not executed by December 31, 2026.
• · Exclusivity period extended through December 31, 2026.

05-10-2026

INNOVATE Corp. (VATE) completed the sale of its DBM Global subsidiary to IES Holdings (IESC) for total consideration of approximately $559 million, comprising $413 million in cash and 430,974 shares of IES common stock valued at ~$146 million. The company intends to use all net proceeds to reduce outstanding debt, strengthening its balance sheet and financial flexibility as it focuses on its remaining Life Sciences and Spectrum businesses.

• · The stock consideration is subject to a maximum 60-day lock-up period following the closing.
• · The purchase price remains subject to finalization after a post-closing statement and potential dispute resolution.
• · Other DBMG stockholders (holding ~8.79%) will receive their pro rata share entirely in cash.
• · INNOVATE's remaining businesses are in the Life Sciences and Spectrum markets.

05-10-2026

Oxley Bridge Acquisition Ltd announced the resignation of CFO Gary Chan effective September 29, 2026, with no disagreement with the company. He will remain as a financial consultant. The Board appointed Jingjing (Jessie) Yan as the new CFO, who will continue to serve as President. This is a routine leadership change with no financial impact disclosed.

• · Gary Chan's resignation was not due to any disagreement with the company on operations, policies, or practices.
• · Jingjing Yan will serve as both CFO and President.
• · The company is a blank check company (SPAC) incorporated in the Cayman Islands with executive offices in Vancouver, Canada.
• · The company's securities trade on Nasdaq under symbols OBAWU (units), OBA (ordinary shares), and OBAWW (warrants).

05-10-2026

Skyworks Solutions has completed its combination with Qorvo, creating a U.S.-based global leader in high-performance RF, power management, and analog/mixed-signal semiconductor solutions. The deal is expected to deliver $500 million or more in annual cost synergies within 24-36 months and be immediately accretive to non-GAAP EPS. Legacy Skyworks shareholders own approximately 63% of the combined company, while legacy Qorvo shareholders own approximately 37%.

• · The combined company has approximately 8,000 engineers and more than 12,000 issued and pending patents.
• · Skyworks will provide financial guidance on its fiscal fourth-quarter earnings call on Nov. 3.
• · The company will continue to operate as Skyworks and trade under the SWKS ticker symbol on NASDAQ.
• · Bob Bruggeworth, Richard Clemmer and Chris Koopmans have joined the Skyworks Board of Directors.

05-10-2026

ESS Tech, Inc. (GWH) received a second NYSE delisting notice on October 2, 2026, for failing to maintain a $15 million average global market capitalization over 30 consecutive trading days. Trading was suspended immediately, and the stock is expected to move to the over-the-counter market under symbol "GWHT," which will likely reduce liquidity and further depress the stock price. The company faces two separate delisting proceedings, the first initiated on September 24, 2026, and has ten business days to request a review.

• · The delisting is under Section 802.01B of the NYSE Listed Company Manual for failing to maintain a $15 million average global market capitalization over 30 consecutive trading days.
• · This is a second, separate delisting proceeding; the first was initiated on September 24, 2026, under Section 802.02.
• · The company has the right to a review by a Committee of the NYSE Board of Directors if it files a written request within ten business days.
• · The stock is expected to trade on the over-the-counter market under the symbol 'GWHT', which may result in reduced liquidity and further price declines.
• · The company can provide no assurance that broker-dealers will continue to provide public quotes or that sufficient trading volume will exist for an efficient market.

05-10-2026

Qorvo, Inc. filed an 8-K on October 5, 2026, reporting the termination of a material agreement and the formation of a new Delaware LLC, Comet Acquisition II, LLC, on October 24, 2025. The filing includes multiple items (1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01) and exhibits, indicating significant corporate restructuring or a potential acquisition vehicle. However, no financial details, transaction values, or performance metrics are disclosed in this filing.

• · The filing includes items 1.02 (Termination of a Material Definitive Agreement), 2.01 (Completion of Acquisition or Disposition of Assets), 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule), 3.03 (Material Modification to Rights of Security Holders), 5.01 (Changes in Control of Registrant), 5.02 (Departure of Directors or Certain Officers), 5.03 (Amendments to Articles of Incorporation or Bylaws), and 9.01 (Financial Statements and Exhibits).
• · Comet Acquisition II, LLC was formed on October 24, 2025, under Delaware law, with a registered agent at Corporation Service Company.
• · No financial figures, transaction amounts, or performance metrics are provided in the filing.

05-10-2026

AJEL Ltd has signed a non-binding in-principle letter of intent to acquire the business of Zineeverse Motion Pictures Private Limited, a Hyderabad-based media company involved in digital streaming, software development, and film production/distribution. The acquisition will be executed via a share swap, with the final terms subject to due diligence, definitive agreements, and regulatory/board approvals. No financial details or valuation metrics have been disclosed at this preliminary stage.

• · The target company, Zineeverse Motion Pictures Private Limited, is based in Hyderabad and engaged in digital streaming services, software development for media, and film production/distribution.
• · The acquisition is limited to the business of Zineeverse, not the entire company.
• · Consideration will be in the form of AJEL equity shares issued via share swap, with terms to be mutually decided.
• · The letter of intent is non-binding except for confidentiality, validity, governing law, and jurisdiction clauses.
• · The proposed transaction is subject to approval from the boards and shareholders of both parties, as well as regulatory approvals including SEBI LODR compliance.
• · The letter of intent is valid for 2 months from acceptance or until definitive agreements are signed, whichever is earlier.

05-10-2026

KPI Green Energy Limited has incorporated a wholly owned subsidiary, KPGC Three Private Limited, on October 5, 2026, with an authorized and subscribed capital of ₹1,00,000 (10,000 equity shares of ₹10 each). The subsidiary is yet to commence business operations and has nil turnover. The incorporation aligns with the company's renewable energy objectives, including generation, storage, transmission, and distribution of electricity from conventional and renewable sources.

• · The subsidiary is a private company incorporated on October 5, 2026, registered with the Registrar of Companies, Ahmedabad.
• · The subsidiary's object includes generating, storing, transmitting, distributing, purchasing, selling, and supplying electricity from conventional and renewable sources (solar, wind, hydro, biomass, thermal).
• · The acquisition is not a related party transaction and does not require any governmental or regulatory approvals.
• · 100% shareholding of KPGC Three Private Limited is held by KPI Green Energy Limited.

05-10-2026

DS Kulkarni Developers Ltd has acquired 100% of the equity share capital of Westpole Spaces Private Limited for a cash consideration of ₹10,000, making Westpole a wholly owned subsidiary effective October 5, 2026. Westpole, incorporated in April 2026, has not yet commenced business operations and has nil turnover, so the acquisition is a small-scale, early-stage expansion within the real estate sector.

• · Westpole Spaces Private Limited was incorporated on 19/04/2026 and has not commenced business operations.
• · The acquisition is not a related party transaction; promoter/promoter group/group companies have no interest in the target.
• · No governmental or regulatory approvals are required for the acquisition.
• · Indicative time period for completion of the acquisition is 1 month.

05-10-2026

Opto Circuits (India) Ltd, which has been under Corporate Insolvency Resolution Process (CIRP) since November 2022, has replaced its Resolution Professional. The Committee of Creditors (CoC), holding 78.62% voting share, resolved on July 14, 2026, to replace Mr. Pankaj Srivastava with M/s. Waterfall Insolvency Professional Private Limited, represented by Ms. Shirley Mathew. The Hon'ble NCLT, Bengaluru Bench, approved this change via its order dated August 31, 2026.

• · The CIRP was initiated effective November 16, 2022, by an order of the Hon'ble NCLT, Bengaluru Bench.
• · The NCLT order approving the replacement is dated August 31, 2026, in L.A. (IBC) No. 788/2026 in C.P. (IB) No. 199/BB/2018.
• · The new Resolution Professional's IPE registration is IBBI/IPE-0022/IPA-1/2022-2023/50016, and Ms. Shirley Mathew's IP registration is IBBI/IPA-001/IP-P01043/2017-2018/11716.
• · The correspondence address for the Resolution Professional is 5, 5th Cross, Navya Nagar, Jakkur, Bengaluru 560064.

05-10-2026

Healthcare Global Enterprises Limited (HCG) announced that its step-down subsidiary, HCG Kenya, acquired an additional 10 ordinary shares of Advanced Molecular Imaging Limited (AMIL) from Meditec Systems Limited for an aggregate consideration of 42,150 Kenyan Shillings (~INR 31,288). This acquisition increases HCG Kenya's shareholding in AMIL from 50% to 50.10%, making AMIL a subsidiary of HCG. While HCG Kenya consolidates control, the financial impact is minimal as the purchase consideration is negligible and AMIL had no revenue in FY24 and FY23, though it reported ₹10.96 Crore in revenue for FY26.

• · AMIL had no revenue for FY ending December 31, 2024 and FY ending December 31, 2023.
• · The transaction was completed on October 05, 2026, and consideration was paid in cash.
• · The acquisition does not constitute a related party transaction.
• · No governmental or regulatory approvals were required for the acquisition.

05-10-2026

Enact Technologies Private Limited, along with Penumatsa Venkata Raju and Boyapati Venkata Lakshmi Narasimha Swamy (Acquirers) and PACs, have launched an open offer to acquire up to 36,92,000 equity shares (26.00% of expanded capital) of Hiliks Technologies Limited at ₹72 per share, for a total cash consideration of ₹26,58,24,000. The offer is triggered by a Share Purchase Agreement dated October 5, 2026, to acquire 5,00,000 shares (3.52% of expanded capital) from the existing promoter, Extros Developers Private Limited, at ₹72 per share (₹3,60,00,000 total). Post-transaction, the Acquirers and PACs will hold 36,33,173 shares (25.59% of expanded capital) and gain control of the company.

• · The open offer is not conditional upon any minimum level of acceptance.
• · The Detailed Public Statement (DPS) is to be published on or before October 12, 2026.
• · The Acquirers and PACs have adequate financial resources to meet the offer obligations.
• · The offer is a triggered offer under Regulations 3(1) and 4 of the SEBI (SAST) Regulations, 2011, due to change in control.
• · The target company's equity shares are listed on BSE (Scrip Code: 539697) and MSEI (Scrip Code: HILIKS).

05-10-2026

Marico Limited has increased its stake in subsidiary Satiya Nutraceuticals from 60% to 84.09% by acquiring an additional 24.09% stake for ₹1,012.03 Crore, with a total consideration of ₹1,392.07 Crore for the 84.09% holding. The remaining 14.09% stake will be acquired in July 2027 for a base consideration of up to ₹592 Crore plus additional milestone-based payments. Satiya Nutraceuticals, owner of the 'PLIX' brand, has shown strong revenue growth, with consolidated turnover rising from ₹155.32 Crore in FY2023-24 to ₹864.31 Crore in FY2025-26.

• · The acquisition is a related party transaction with founders and their relatives/related entities, conducted on an arm's length basis.
• · The remaining 14.09% stake acquisition in July 2027 includes a base consideration of up to ₹592 Crore plus additional milestone-based payments.
• · Satiya Nutraceuticals was incorporated on February 13, 2020 and is headquartered in Mumbai, Maharashtra.
• · No governmental or regulatory approvals are required for the acquisition.

05-10-2026

PPAP Automotive Limited disclosed voting results from NCLT-convened meetings of equity shareholders, secured creditors, and unsecured creditors held on 30th September 2026, pursuant to Regulation 44(3) of the SEBI LODR Regulations. All resolutions set out in the notice dated 7th August 2026 were passed with the requisite majority by each class of stakeholders, indicating approval of the insolvency-related scheme. The disclosure is procedural and does not include any financial figures or performance metrics.

• · Meetings held on 30th September 2026: Equity Shareholders at 10:30 A.M., Secured Creditors at 12:30 P.M., Unsecured Creditors at 3:30 P.M.
• · Notice dated 7th August 2026 for all three meetings.
• · Voting results and consolidated scrutinizer's reports provided as Annexure-1, Annexure-2, and Annexure-3.
• · Information hosted on company website at www.ppapco.in.

05-10-2026

Davis Commodities Ltd (DTCK) received a final delisting determination from Nasdaq, with its Class A Ordinary Shares to be removed from listing effective October 15, 2026. The delisting stems from non-compliance with Listing Rule 5550(a)(2), and the company's appeals through Nasdaq's hearing panel, the NLHRC, and the Board of Directors were all unsuccessful. The shares have been suspended since March 25, 2026.

• · Delisting effective date: October 15, 2026
• · Shares suspended since March 25, 2026
• · Final delisting determination became final on July 29, 2026
• · Company appealed through multiple levels: Staff determination (March 18, 2026), Panel hearing (April 21, 2026), NLHRC (July 28, 2026), and Board of Directors declined review
• · Non-compliance with Listing Rule 5550(a)(2) (minimum bid price or market value of publicly held shares requirement)

05-10-2026

HLE Glascoat Limited announced an internal group restructuring wherein its wholly owned subsidiary Thaletec GmbH transferred 100% shareholding in step-down subsidiary HLE Surface Technologies GmbH to another wholly owned subsidiary, HLE International S.à.r.l., effective October 5, 2026. The restructuring is intended to rationalize and simplify the overall group structure with no benefit to the promoter or group companies.

• · The transfer is effective October 5, 2026.
• · No benefit accrues to the promoter, promoter group, or group companies from this restructuring.
• · The restructuring does not involve any change in the shareholding pattern of HLE Glascoat Limited.

05-10-2026

Utah Medical Products Inc (UTMD) has extended the expiration date of its issuer tender offer to purchase up to 650,000 shares of its common stock at $75.00 per share from October 7, 2026 to October 27, 2026. The offer, which commenced on September 24, 2026, is being made under Rule 13e-4 and is subject to the terms and conditions in the Offer to Purchase and Letter of Transmittal.

• · The tender offer is an issuer self-tender, not a third-party offer.
• · The original expiration date was October 7, 2026; the extension adds 20 days.
• · The offer is for common stock with par value $0.01 per share.
• · The CUSIP number for the class of securities is 917488108.

05-10-2026

Baron Infotech Limited, currently under the Corporate Insolvency Resolution Process (CIRP), has informed BSE that the 3rd meeting of its Monitoring Committee will be held on October 6, 2026, to discuss interim orders from the Hon’ble NCLAT, Chennai Bench dated October 1, 2026, in Company Appeal CA(AT) INS No. 516 of 2026, along with other administrative and statutory matters. The filing does not disclose any financial figures or performance metrics, only procedural updates regarding the insolvency process.

• · The company is under CIRP with CIN L72200TG1996PLC025855.
• · The 3rd Monitoring Committee meeting is scheduled for October 6, 2026, at 5 pm.
• · The meeting will discuss interim orders from NCLAT, Chennai Bench dated October 1, 2026, in Company Appeal CA(AT) INS No. 516 of 2026.
• · The Resolution Professional is CS Dr Ahalada Rao Vummenthala (IBBI Reg. No. IBBI/IPA-002/IP-N00074/2017-2018/10172).

05-10-2026

CECO Environmental Corp. announced its voluntary withdrawal from Nasdaq and transfer of its primary stock listing to the Texas Stock Exchange (TXSE), effective October 19, 2026. The company's common stock will continue to trade under the symbol 'CECO' on TXSE. This is a strategic listing change, not a regulatory delisting, and no financial performance data was provided in the filing.

• · The Board of Directors authorized the voluntary delisting from Nasdaq.
• · Trading on Nasdaq as a primary listing will end at market close on October 16, 2026.
• · Trading on TXSE as a primary listing will begin at market open on October 19, 2026.
• · The stock symbol 'CECO' will remain unchanged on TXSE.

05-10-2026

Dr. Agarwal's Health Care Limited announced that the NCLT Chennai Bench has sanctioned the Scheme of Amalgamation between Dr. Agarwal's Eye Hospital Limited and Dr. Agarwal's Health Care Limited, effective from the Appointed Date of April 01, 2026. The scheme will become operative from the Effective Date once all conditions are met. The company will inform stock exchanges about the record date and share allotment as per the share exchange ratio.

• · NCLT order was pronounced on September 30, 2026, and uploaded on the NCLT website on October 05, 2026.
• · The scheme is effective from the Appointed Date (April 01, 2026) and operative from the Effective Date, which is the first day of the calendar month following completion of all conditions in Clause 24 of the Scheme.
• · The company will inform stock exchanges about the record date and share allotment as per the share exchange ratio.

05-10-2026

The Hon'ble National Company Law Tribunal (NCLT), Chennai Bench, has sanctioned the Scheme of Amalgamation between Dr. Agarwal’s Eye Hospital Limited (AEHL) and Dr. Agarwal’s Health Care Limited (AHCL), with AEHL amalgamating into AHCL. The order was pronounced on September 30, 2026, with the Appointed Date set as April 01, 2026; the scheme will become operative on the Effective Date once all conditionalities are completed. No financial figures or period-over-period comparisons were provided in this filing.

05-10-2026

Valuence Merger Corp. I (VMCUF) filed an 8-K on October 5, 2026, disclosing that its board approved a one-month extension of the deadline to complete an initial business combination, moving it from October 3, 2026 to November 3, 2026. A deposit of $13,897.14 was made into the trust account to support the extension. This is the sixth of ten possible monthly extensions, with the ultimate deadline set for March 3, 2027. No material financial or operational changes were reported.

• · The board resolution extends the business combination deadline from October 3, 2026 to November 3, 2026.
• · This is the sixth of ten potential one-month extensions available to the company.
• · The ultimate extended deadline is March 3, 2027.

05-10-2026

Armada Acquisition Corp. II filed an 8-K on October 5, 2026, reporting an amendment to its Warrant Agreement to align with its IPO prospectus, setting warrant exercisability to the later of the completion of a business combination or 12 months after the IPO closing. The filing also confirms that a registration statement for the business combination with Evernorth Holdings Inc. was declared effective on August 27, 2026, and the definitive proxy statement/prospectus was mailed to shareholders. No financial results or performance metrics are disclosed in this filing.

• · The Warrant Amendment was entered into on October 5, 2026, to conform the Warrant Agreement to the IPO prospectus description.
• · Warrants become exercisable on the later of the date of completion of a business combination or 12 months from the IPO closing date.
• · The registration statement on Form S-4 for the business combination was declared effective on August 27, 2026.
• · The definitive Proxy Statement/Prospectus was mailed to shareholders as of the record date of August 20, 2026.
• · The filing does not contain any financial results or performance metrics.

05-10-2026

Purple Innovation, Inc. received a Nasdaq notice on September 30, 2026, for failing to meet the minimum $15 million Market Value of Publicly Held Shares (MVPHS) requirement for continued listing on the Nasdaq Global Select Market. The company has 180 calendar days (until March 29, 2026 as stated in the filing) to regain compliance by closing MVPHS at $15 million or more for 10 consecutive business days. While the notification has no immediate effect on trading, failure to cure could lead to delisting, though the company may appeal or seek transfer to the Nasdaq Capital Market. This development is negative and indicates a risk to the company's listing status.

• · Company was notified on September 30, 2026, after the MVPHS remained below $15 million for 30 consecutive business days.
• · The compliance period runs until March 29, 2026 (note: this date appears to be a typo in the filing relative to the notification date).
• · To regain compliance, MVPHS must close at $15 million or more for at least ten consecutive business days during the compliance period.
• · If compliance isn't regained, Nasdaq will issue a delisting notice; the company may then appeal or apply to transfer to the Nasdaq Capital Market if it meets that market's listing standards.

05-10-2026

Chiron Real Estate Inc. (formerly Global Medical REIT Inc.) completed the acquisition of The Pinnacle North Bethesda, a senior housing community in North Bethesda, Maryland, for $173.2 million on October 1, 2026. The acquisition was funded through one or more subsidiaries, and pro forma financial information will be filed by amendment within 71 days. No negative or flat metrics were reported in this filing.

• · The acquisition closed on October 1, 2026, with the 8-K filed on October 5, 2026.
• · The property is a senior housing community located in North Bethesda, Maryland.
• · Pro forma financial information will be filed by amendment no later than 71 days after the initial 8-K filing date.

05-10-2026

American Resources Corporation (ARC) acquired certain real property, structures, fixtures, and equipment from Wyoming County Coal LLC (WCC) for a $40.0 million settlement of litigation. The assets include real estate, mineral rights, and refuse-pile materials, but ARC is not assuming WCC's mining permits, liabilities, or asset retirement obligations. ARC plans to evaluate the assets for critical-mineral feedstock recovery, though no specific financial metrics or performance comparisons are provided.

• · The acquisition does not include WCC's mining permits, licenses, or historical liabilities (including AROs).
• · The deed conveying real property is to be executed within 60 days of the effective date (by November 28, 2026).
• · ARC has the right to assign the real property to a subsidiary before deed execution.
• · The acquired property includes rights to valuable elements and minerals in refuse piles.
• · The Asset Purchase Agreement includes mutual releases and indemnification by WCC for breaches.

05-10-2026

Southport Acquisition Corp. II, a blank check company, priced its $200 million initial public offering of 20 million units at $10.00 per unit, with units expected to begin trading on the NYSE on October 1, 2026. The offering includes an underwriter over-allotment option for up to 3 million additional units. The company is formed to pursue a merger or business combination, but has not yet identified a target, and the offering's closing is subject to customary conditions.

• · The company is a blank check company with no specific business combination target identified yet.
• · The management team is led by Jeb Spencer (CEO and Chairman) and Griffith Gates (President and COO).
• · The underwriters have a 45-day option to purchase up to an additional 3,000,000 units to cover over-allotments.
• · The registration statement was declared effective by the SEC on September 30, 2026.
• · The offering is being made only by means of a prospectus, and copies can be obtained from Cohen & Company Capital Markets.

05-10-2026

KKR FS Income Trust filed Amendment No. 1 to its Schedule TO, reporting the final results of its tender offer to repurchase up to 2,864,229 of its Class I common shares. The offer expired on September 29, 2026, with 874,710.237 shares validly tendered and not withdrawn, all of which were accepted for purchase at a price equal to the net asset value per share as of June 30, 2026. The repurchased shares represent approximately 1.5% of total shares outstanding as of June 30, 2026, indicating modest shareholder participation relative to the maximum offer size.

• · The tender offer expired at 11:59 p.m., Eastern Time, on September 29, 2026.
• · The purchase price was equal to the net asset value per share as of June 30, 2026.
• · The company accepted 100% of the shares validly tendered and not withdrawn.
• · The filing is an amendment (No. 1) to the initial Schedule TO filed on September 1, 2026.
• · The company issued a letter to stockholders on September 30, 2026 announcing the results.